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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FA
51
FDx Advisors
Illinois
$543K +$162K +4,925 +46%
WSTAM
52
Wilbanks Smith & Thomas Asset Management
Virginia
$535K +$511K +15,505 New
Jane Street
53
Jane Street
New York
$519K +$495K +15,032 New
NPC
54
National Planning Corporation
California
$493K +$53.7K +1,631 +12%
Millennium Management
55
Millennium Management
New York
$482K +$170K +5,173 +59%
JP Morgan Chase
56
JP Morgan Chase
New York
$475K +$453K +13,757 New
JIP
57
Jaffetilchin Investment Partners
Florida
$425K +$66.4K +2,015 +20%
B
58
Baird
Wisconsin
$379K -$27.5K -836 -7%
MC
59
Moors & Cabot
Massachusetts
$353K +$107K +3,250 +47%
CA
60
Cetera Advisors
Colorado
$347K -$50.9K -1,545 -13%
FHC
61
First Heartland Consultants
Missouri
$342K -$435K -13,195 -57%
IH
62
IFC Holdings
Florida
$286K +$6.72K +204 +3%
M&T Bank
63
M&T Bank
New York
$280K +$5.01K +152 +2%
SI
64
SII Investments
Wisconsin
$264K +$6.36K +193 +3%
First Trust Advisors
65
First Trust Advisors
Illinois
$259K -$659 -20 -0.3%
Mirae Asset Global Investments
66
Mirae Asset Global Investments
South Korea
$232K +$221K +6,724 New
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$226K -$1.25M -37,947 -85%
RFC
68
Regions Financial Corp
Alabama
$202K +$192K +5,844 New
BFEC
69
Benjamin F. Edwards & Company
Missouri
$169K +$86.2K +2,617 +115%
WEC
70
Winslow Evans & Crocker
Massachusetts
$148K +$3.62K +110 +3%
WA
71
WFG Advisors
Texas
$128K +$51.8K +1,572 +73%
IPC
72
Independent Portfolio Consultants
Florida
$106K +$101K +3,065 New
ASN
73
Advisory Services Network
Georgia
$100K +$98.7K +2,995 New
US Bancorp
74
US Bancorp
Minnesota
$83K +$18.7K +568 +31%
AP
75
Advisors Preferred
Maryland
$64.5K +$61.5K +1,868 New