National Planning Corporation’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

National Planning Corporation’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,257	Closed	-$204K	–	244
2017 Q3	$204K	Buy	+4,257	New	+$195K	0.02%	629
2017 Q2	–	Sell	-7,130	Closed	-$297K	–	751
2017 Q1	$297K	Hold	7,130	–	–	0.02%	519
2016 Q4	$283K	Buy	+7,130	New	+$264K	0.02%	515
2016 Q2	–	Sell	-12,445	Closed	-$387K	–	669
2016 Q1	$387K	Sell	12,445 -2,126	-15%	-$65.2K	0.03%	418
2015 Q4	$418K	Buy	14,571 +976	+7%	+$32.8K	0.03%	453
2015 Q3	$470K	Sell	13,595 -12,780	-48%	-$430K	0.04%	365
2015 Q2	$901K	Buy	26,375 +13,700	+108%	+$500K	0.08%	238
2015 Q1	$453K	Sell	12,675 -2,011	-14%	-$70.6K	0.04%	383
2014 Q4	$493K	Buy	14,686 +1,631	+12%	+$53.7K	0.03%	406
2014 Q3	$417K	Buy	+13,055	New	+$427K	0.03%	457

Other funds holding FXL

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

National Planning Corporation's FXL Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Technology AlphaDEX Fund (FXL) in Q4 2017, closing a stake of 4,257 shares — an estimated $204K sold.

National Planning Corporation first reported a position in FXL in Q3 2014 and held it in 10 quarters. The position peaked at $901K in Q2 2015. 138 funds tracked by Wall St. Rank hold FXL as of Q4 2017.

National Planning Corporation reported no remaining First Trust Technology AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 4,257 First Trust Technology AlphaDEX Fund shares in Q4 2017, an estimated $204K.
National Planning Corporation first reported a position in First Trust Technology AlphaDEX Fund in Q3 2014 and held it in 10 quarters.
National Planning Corporation's First Trust Technology AlphaDEX Fund position peaked at $901K in Q2 2015.
138 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.