Moors & Cabot’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-10,086	Closed	-$555K	–	572
2018 Q1	$555K	Buy	10,086 +96	+1%	+$5.33K	0.07%	299
2017 Q4	$514K	Sell	9,990 -551	-5%	-$28.1K	0.07%	309
2017 Q3	$503K	Buy	10,541 +622	+6%	+$28.5K	0.07%	306
2017 Q2	$428K	Buy	9,919 +1,518	+18%	+$66.1K	0.07%	321
2017 Q1	$355K	Buy	+8,401	New	+$340K	0.06%	347
2015 Q4	–	Sell	-9,905	Closed	-$313K	–	526
2015 Q3	$313K	Sell	9,905 -5,762	-37%	-$194K	0.06%	353
2015 Q2	$556K	Buy	15,667 +3,454	+28%	+$126K	0.09%	267
2015 Q1	$438K	Buy	12,213 +1,981	+19%	+$69.6K	0.07%	296
2014 Q4	$353K	Buy	10,232 +3,250	+47%	+$107K	0.06%	336
2014 Q3	$227K	Buy	6,982 +276	+4%	+$9.03K	0.04%	445
2014 Q2	$219K	Buy	+6,706	New	+$207K	0.04%	460