SII Investments’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-10,387	Closed	-$534K	–	112
2017 Q4	$534K	Buy	10,387 +956	+10%	+$48.7K	0.06%	242
2017 Q3	$454K	Buy	+9,431	New	+$432K	0.03%	387
2016 Q4	–	Sell	-29,345	Closed	-$1.08M	–	606
2016 Q3	$1.08M	Sell	29,345 -3,436	-10%	-$121K	0.08%	177
2016 Q2	$1.08M	Sell	32,781 -1,015	-3%	-$33K	0.09%	185
2016 Q1	$1.11M	Buy	33,796 +2,255	+7%	+$69.1K	0.1%	181
2015 Q4	$1.05M	Buy	31,541 +6,556	+26%	+$221K	0.13%	155
2015 Q3	$787K	Buy	24,985 +6,191	+33%	+$208K	0.09%	207
2015 Q2	$664K	Buy	18,794 +9,764	+108%	+$357K	0.08%	239
2015 Q1	$323K	Buy	9,030 +1,416	+19%	+$49.7K	0.04%	376
2014 Q4	$264K	Buy	7,614 +193	+3%	+$6.36K	0.03%	399
2014 Q3	$239K	Buy	7,421 +780	+12%	+$25.5K	0.03%	413
2014 Q2	$214K	Buy	+6,641	New	+$205K	0.03%	426