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First Trust Technology AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
51
M&T Bank
New York
$258K +$260K +7,951 New
IH
52
IFC Holdings
Florida
$257K +$33 +1 +0%
HA
53
Hays Advisory
Tennessee
$255K -$21.6M -660,859 -99%
First Trust Advisors
54
First Trust Advisors
Illinois
$244K -$818 -25 -0.3%
SI
55
SII Investments
Wisconsin
$239K +$25.5K +780 +12%
MC
56
Moors & Cabot
Massachusetts
$227K +$9.03K +276 +4%
WEC
57
Winslow Evans & Crocker
Massachusetts
$135K -$98 -3 -0.1%
BFEC
58
Benjamin F. Edwards & Company
Missouri
$74K +$52.3K +1,599 +233%
WA
59
WFG Advisors
Texas
$70K -$16.7K -511 -19%
US Bancorp
60
US Bancorp
Minnesota
$59K +$19K +581 +46%
Thrivent Financial for Lutherans
61
Thrivent Financial for Lutherans
Minnesota
$42K +$43.5K +1,330 New
MAS
62
Madden Advisory Services
Florida
$19K
NFG
63
Next Financial Group
Texas
$17K +$2.19K +67 +15%
FFC
64
First Financial Corp
Indiana
$17K +$6.87K +210 +70%
AssetMark Inc
65
AssetMark Inc
California
$16K +$3.01K +92 +23%
Deutsche Bank
66
Deutsche Bank
Germany
$13K
SCA
67
Strategic Capital Alternatives
United States
$13K +$12.9K +393 New
VAM
68
Visionary Asset Management
Texas
$8K -$836K -25,553 -99%
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$7K +$7.2K +220 New
Citigroup
70
Citigroup
New York
$3K -$11.1K -339 -77%
Creative Planning
71
Creative Planning
Kansas
$1K +$1.41K +43 New
FMP
72
Financial Management Professionals
Texas
-$2.95M -90,795 Closed
SG Americas Securities
73
SG Americas Securities
New York
-$2.24M -68,800 Closed
VF
74
Virtu Financial
New York
-$1.86M -57,062 Closed
Jane Street
75
Jane Street
New York
-$1.72M -52,814 Closed