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First Trust Mid Cap Value AlphaDEX Fund

53 hedge funds and large institutions have $138M invested in First Trust Mid Cap Value AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 25 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 12

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

2% more funds holding

Funds holding: 5253 (+1)

0.77% more ownership

Funds ownership: 69.48%70.25% (+0.77%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less capital invested

Capital invested by funds: $149M → $138M (-$10.8M)

Holders
53
Holders Change
+1
Holders Change %
+1.92%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
25
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$566K +$67.7K +1,578 +12%
KP
27
Keel Point
Alabama
$424K +$35.5K +829 +8%
PAG
28
Private Advisor Group
New Jersey
$404K -$67.7K -1,578 -13%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$370K +$416K +9,707 New
RJFSA
30
Raymond James Financial Services Advisors
Florida
$308K -$16.6M -387,618 -98%
WP
31
WealthSource Partners
California
$307K +$345K +8,050 New
MML Investors Services
32
MML Investors Services
Massachusetts
$303K +$18.3K +426 +6%
DADC
33
D.A. Davidson & Co
Montana
$260K -$3.77K -88 -1%
TA
34
TKG Advisors
Indiana
$227K -$89.8K -2,093 -26%
Thrivent Financial for Lutherans
35
Thrivent Financial for Lutherans
Minnesota
$221K +$43 +1 +0%
IFG
36
Independent Financial Group
California
$214K +$4.72K +110 +2%
PTC
37
Private Trust Company
Ohio
$175K
FFA
38
Founders Financial Alliance
North Carolina
$108K
HI
39
Harbour Investments
Wisconsin
$93K
S
40
SignatureFD
Georgia
$88K +$98.6K +2,300 New
CAL
41
Capital Analysts LLC
Pennsylvania
$39K +$4.03K +94 +10%
GWM
42
Geneos Wealth Management
Colorado
$30K
GTAM
43
Global Trust Asset Management
Florida
$19K
SPIA
44
Steward Partners Investment Advisory
New York
$16K
CFGS
45
Concourse Financial Group Securities
Alabama
$14K
TWC
46
TD Waterhouse Canada
Ontario, Canada
$11.2K
PP
47
Pacifica Partners
Canada
$10K
GRP
48
Global Retirement Partners
California
$10K +$9.26K +216 +1,440%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$9K
GEA
50
Glen Eagle Advisors
New Jersey
$7.63K

FNK Hedge Fund Activity: Q3 2022 in Review

53 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q3 2022, worth a combined $138M — down 7.3% from $149M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FNK positions and 3 closed out — a net gain of 1 holder — while 25 added to existing stakes and 12 trimmed.

The largest buyer was Total Investment Management, adding an estimated $5.93M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $16.6M.

  • 53 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q3 2022, up from 52 in Q2 2022.
  • Funds reported $138M of First Trust Mid Cap Value AlphaDEX Fund stock for Q3 2022, down 7.3% quarter-over-quarter.
  • 4 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q3 2022 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q3 2022 was Total Investment Management, an estimated $5.93M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $16.6M sold.

Based on aggregated 13F filings for Q3 2022.