MML Investors Services’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

MML Investors Services’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-12,444	Closed	-$569K	–	2319
2023 Q2	$569K	Buy	12,444 +1,762	+16%	+$76K	﹤0.01%	1554
2023 Q1	$467K	Buy	10,682 +3,933	+58%	+$180K	﹤0.01%	1436
2022 Q4	$290K	Sell	6,749 -1,179	-15%	-$50.2K	﹤0.01%	1802
2022 Q3	$303K	Buy	7,928 +426	+6%	+$18.3K	﹤0.01%	1671
2022 Q2	$305K	Sell	7,502 -13,462	-64%	-$595K	﹤0.01%	1672
2022 Q1	$977K	Buy	+20,964	New	+$972K	0.01%	1106

Other funds holding FNK

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MML Investors Services's FNK Position: Q3 2023 in Review

MML Investors Services sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q3 2023, closing a stake of 12,444 shares — an estimated $569K sold.

MML Investors Services first reported a position in FNK in Q1 2022 and held it in 6 quarters. The position peaked at $977K in Q1 2022. 55 funds tracked by Wall St. Rank hold FNK as of Q3 2023.

MML Investors Services reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q3 2023 after selling out during the quarter.
MML Investors Services sold 12,444 First Trust Mid Cap Value AlphaDEX Fund shares in Q3 2023, an estimated $569K.
MML Investors Services first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q1 2022 and held it in 6 quarters.
MML Investors Services's First Trust Mid Cap Value AlphaDEX Fund position peaked at $977K in Q1 2022.
55 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q3 2023.

Based on MML Investors Services's 13F filing for Q3 2023, filed 14 Nov 2023.