FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

65 hedge funds and large institutions have $83.8M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 11 closing their positions.

Holders
65
Holders Change
+1
Holders Change %
+1.56%
% of All Funds
1.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
14
Reduced
26
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$7.06M
2
MCC
2
Mid Continent Capital
Illinois
$4.56M
3
PRCM
3
Pine River Capital Management
Minnesota
$1.03M
4
SG Americas Securities
4
SG Americas Securities
New York
$774K
5
WAM
5
Weiss Asset Management
Massachusetts
$705K

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
IH
2
IFC Holdings
Florida
$0
3
Bank of America
3
Bank of America
North Carolina
$6.55M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.84M
5
FAAS
5
First Allied Advisory Services
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LWM
51
Lenox Wealth Management
Ohio
$34K 1,950 +1,950 New
GGPS
52
Gary Goldberg Planning Services
New York
$33K 1,900 -1,000 -34%
Citigroup
53
Citigroup
New York
$32K 1,821 +402 +28%
CAPTRUST Financial Advisors
54
CAPTRUST Financial Advisors
North Carolina
$31K 1,770 – –
CFN
55
Cordasco Financial Network
Florida
$23K 1,330 +1,330 New
HF
56
Hoxton Financial
West Virginia
$18K 1,000 – –
CFA
57
Carroll Financial Associates
North Carolina
$14K 800 – –
DADC
58
D.A. Davidson & Co
Montana
$10K 625 -600 -49%
M&T Bank
59
M&T Bank
New York
$9K 500 – –
GT
60
Greenleaf Trust
Michigan
$6K 361 – –
OSNBOA
61
Old Second National Bank of Aurora
Illinois
$6K 350 – –
US Bancorp
62
US Bancorp
Minnesota
$3K 160 -1,500 -90%
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$2K 100 -11,920 -99%
FAM
64
Formidable Asset Management
Ohio
$2K 100 – –
TRCT
65
Tower Research Capital (TRC)
New York
$1K 54 -2,946 -98%
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
– – -135,498 Closed
IH
67
IFC Holdings
Florida
– – -107,586 Closed
FAAS
68
First Allied Advisory Services
California
– – -33,491 Closed
Comerica Bank
69
Comerica Bank
Texas
– – -15,000 Closed
WS
70
Wedbush Securities
California
– – -11,245 Closed
Ameriprise
71
Ameriprise
Minnesota
– – -8,567 Closed
USGIU
72
U.S. Global Investors (USGI)
Texas
– – -5,000 Closed
SSB
73
Sandy Spring Bank
Maryland
– – -1,108 Closed
FANJ
74
Financial Architects (New Jersey)
New Jersey
– – -921 Closed
MFS
75
MSI Financial Services
Massachusetts
– – -725 Closed
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