FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

77 hedge funds and large institutions have $106M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 14 reducing their positions, and 9 closing their positions.

Holders
77
Holders Change
-1
Holders Change %
-1.28%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
28
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.81M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.62M
3
LPL Financial
3
LPL Financial
California
$8.26M
4
NL
4
NWAM LLC
Washington
$4.12M
5
IH
5
IFC Holdings
Florida
$3.34M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$2.47M
2
AF
2
Affiance Financial
Minnesota
$0
3
FFA
3
First Foundation Advisors
California
$0
4
Invesco
4
Invesco
Georgia
$5.26M
5
CAN
5
Cetera Advisor Networks
California
$1.04M
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$758K 37,808 +1,548 +4%
BA
27
Bard Associates
Illinois
$741K 36,950 -350 -0.9%
WA1
28
Wimmer Associates 1
California
$545K 27,200 +27,200 New
ICAS
29
Investors Capital Advisory Services
Massachusetts
$539K 26,917 -517 -2%
OC
30
Oppenheimer & Co
New York
$502K 25,049 +253 +1%
PAG
31
Private Advisor Group
New Jersey
$476K 23,742 – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$462K 23,090 -4,110 -15%
CA
33
Cetera Advisors
Colorado
$420K 21,023 -2,400 -10%
SPC
34
Sigma Planning Corp
Michigan
$417K 20,795 +342 +2%
CIA
35
Capital Investment Advisors
Georgia
$381K 18,996 +8 +0%
BAM
36
Bruderman Asset Management
New York
$378K 18,847 +1,513 +9%
RJA
37
Raymond James & Associates
Florida
$342K 17,068 +17,068 New
ASN
38
Advisory Services Network
Georgia
$302K 15,071 +13,727 +1,021%
SIA
39
Sit Investment Associates
Minnesota
$301K 15,000 – –
WA
40
WFG Advisors
Texas
$269K 13,409 +23 +0.2%
HighTower Advisors
41
HighTower Advisors
Illinois
$255K 12,727 +1,469 +13%
CWM
42
Concert Wealth Management
California
$221K 11,045 – –
IA
43
IFP Advisors
Florida
$214K 10,686 +10,686 New
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$213K 10,620 +10,620 New
US Bancorp
45
US Bancorp
Minnesota
$205K 10,211 -780 -7%
NEPWA
46
New England Private Wealth Advisors
Massachusetts
$201K 10,000 – –
VFS
47
VSR Financial Services
Kansas
$200K 10,000 – –
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$146K 7,281 +5,163 +244%
Creative Planning
49
Creative Planning
Kansas
$131K 6,541 +2,097 +47%
SF
50
Synovus Financial
Georgia
$128K 6,373 – –
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