FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
73
Holders Change
+6
Holders Change %
+8.96%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
13
Increased
26
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$8.43M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.2M
3
Bank of America
3
Bank of America
North Carolina
$7.16M
4
Invesco
4
Invesco
Georgia
$5.51M
5
IMS
5
Index Management Solutions
Pennsylvania
$2.64M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
WA
2
WFG Advisors
Texas
$938K
3
GEM
3
Global Endowment Management
North Carolina
$0
4
OA
4
Oxbow Advisors
Texas
$8.09M
5
NL
5
NWAM LLC
Washington
$4.46M
Name Market Value Shares Shares
Change 		Shares
Change %
IH
26
IFC Holdings
Florida
$585K 28,362 +6,250 +28%
OC
27
Oppenheimer & Co
New York
$481K 25,233 -1,687 -6%
CA
28
Cetera Advisors
Colorado
$428K 22,409 +750 +3%
CIA
29
Capital Investment Advisors
Georgia
$404K 21,202 +70 +0.3%
TRCT
30
Tower Research Capital (TRC)
New York
$382K 20,046 +15,846 +377%
VKH
31
Virtu KCG Holdings
New York
$377K 19,791 +1,504 +8%
MBT
32
Montecito Bank & Trust
California
$369K 19,380 -1,204 -6%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$341K 17,890 +800 +5%
FAAS
34
First Allied Advisory Services
California
$340K 17,785 -2,303 -11%
Jane Street
35
Jane Street
New York
$339K 17,820 +17,820 New
SPC
36
Sigma Planning Corp
Michigan
$288K 15,107 +15,107 New
SIA
37
Sit Investment Associates
Minnesota
$286K 15,000 – –
Goldman Sachs
38
Goldman Sachs
New York
$281K 14,733 +14,733 New
VFS
39
VSR Financial Services
Kansas
$270K 14,171 -5,973 -30%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$239K 12,528 -1,488 -11%
CWM
41
Concert Wealth Management
California
$198K 10,495 – –
HighTower Advisors
42
HighTower Advisors
Illinois
$195K 10,258 +10,258 New
WT
43
Whittier Trust
California
$101K 5,328 – –
PSUF
44
People's United Financial
Connecticut
$94K 4,954 – –
GGPS
45
Gary Goldberg Planning Services
New York
$91K 4,772 +16 +0.3%
NES
46
New England Securities
New York
$85K 4,460 +1,860 +72%
WEC
47
Winslow Evans & Crocker
Massachusetts
$83.9K 4,406 – –
ASN
48
Advisory Services Network
Georgia
$75K 3,600 +3,600 New
SF
49
Synovus Financial
Georgia
$53K 2,781 – –
LWM
50
Lenox Wealth Management
Ohio
$37K 1,950 – –
1
2
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