FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

67 hedge funds and large institutions have $109M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
67
Holders Change
+4
Holders Change %
+6.35%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
26
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$13.4M
2
GC
2
Guggenheim Capital
Illinois
$8.75M
3
LPL Financial
3
LPL Financial
California
$4.02M
4
OC
4
Oppenheimer & Co
New York
$520K
5
NL
5
NWAM LLC
Washington
$4.67M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$6.69M
2
Jane Street
2
Jane Street
New York
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$218K
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$9.7M
Name Market Value Shares Shares
Change 		Shares
Change %
OC
26
Oppenheimer & Co
New York
$520K 26,920 +26,920 New
IH
27
IFC Holdings
Florida
$428K 22,112 – –
CA
28
Cetera Advisors
Colorado
$418K 21,659 +500 +2%
CIA
29
Capital Investment Advisors
Georgia
$408K 21,132 +40 +0.2%
MBT
30
Montecito Bank & Trust
California
$397K 20,584 -1,115 -5%
VFS
31
VSR Financial Services
Kansas
$389K 20,144 +2,000 +11%
FAAS
32
First Allied Advisory Services
California
$387K 20,088 +520 +3%
VKH
33
Virtu KCG Holdings
New York
$353K 18,287 +18,287 New
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$329K 17,090 – –
SGCA
35
Steel Grove Capital Advisors
Tennessee
$302K 15,614 -55 -0.4%
SIA
36
Sit Investment Associates
Minnesota
$290K 15,000 – –
RJFSA
37
Raymond James Financial Services Advisors
Florida
$271K 14,016 +1,166 +9%
BRWA
38
B. Riley Wealth Advisors
Florida
$218K 11,279 -11,263 -50%
CWM
39
Concert Wealth Management
California
$205K 10,495 – –
GEM
40
Global Endowment Management
North Carolina
$193K 10,000 – –
WT
41
Whittier Trust
California
$103K 5,328 – –
PSUF
42
People's United Financial
Connecticut
$96K 4,954 – –
GGPS
43
Gary Goldberg Planning Services
New York
$92K 4,756 +566 +14%
WEC
44
Winslow Evans & Crocker
Massachusetts
$85.1K 4,406 – –
TRCT
45
Tower Research Capital (TRC)
New York
$81K 4,200 +4,200 New
NSIM
46
North Star Investment Management
Illinois
$56K 2,926 – –
SF
47
Synovus Financial
Georgia
$54K 2,781 – –
NES
48
New England Securities
New York
$50K 2,600 +2,600 New
PTC
49
Private Trust Company
Ohio
$41K 2,100 – –
LWM
50
Lenox Wealth Management
Ohio
$38K 1,950 +1,950 New
1
2
3