FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

68 hedge funds and large institutions have $116M invested in First Trust Senior Floating Rate Income Fund II in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
+2
Holders Change %
+3.03%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
14
Reduced
23
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$1.73M
2
Invesco
Invesco
Georgia
+$460K
3
Stifel Financial
Stifel Financial
Missouri
+$375K
4
OC
Oppenheimer & Co
New York
+$341K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$332K

Top Sellers

1
SCM
Saba Capital Management
New York
-$3.77M
2
RCM
Rivernorth Capital Management
Florida
-$2.86M
3
CCP
Clough Capital Partners
Massachusetts
-$1.75M
4
Bank of America
Bank of America
North Carolina
-$1.11M
5
SFS
Shaker Financial Services
Virginia
-$644K
Name Holding Trade Value Shares
Change 		Shares
Change %
EW
51
Evoke Wealth
California
$107K +$107K +9,173 New
Rockefeller Capital Management
52
Rockefeller Capital Management
New York
$82K – – –
WCMNY
53
Westchester Capital Management (New York)
New York
$68K – – –
HCP
54
Hexagon Capital Partners
Arkansas
$36K – – –
CFB
55
Cullen/Frost Bankers
Texas
$35K – – –
AA
56
AlphaMark Advisors
Kentucky
$34K – – –
FIA
57
FNY Investment Advisers
New York
$23K +$23K +2,020 New
ASN
58
Advisory Services Network
Georgia
$18K – – –
RCA
59
Ranch Capital Advisors
Florida
$17K – – –
IAIM
60
International Assets Investment Management
Florida
$14K +$14K +1,162 New
CFN
61
Cordasco Financial Network
Florida
$13K – – –
PGAM
62
Princeton Global Asset Management
New Jersey
$5K – – –
CBT
63
CoreFirst Bank & Trust
Kansas
$4K +$4K +312 New
APA
64
American Portfolios Advisors
New York
$3.64K – – –
Citigroup
65
Citigroup
New York
$3K +$3K +227 New
KFI
66
Key Financial Inc
Pennsylvania
$3K +$3K +267 New
PAM
67
Panagora Asset Management
Massachusetts
$1K -$4.78K -387 -83%
RCM
68
Rivernorth Capital Management
Florida
– -$2.86M -260,895 Closed
SFS
69
Shaker Financial Services
Virginia
– -$644K -58,665 Closed
RJFSA
70
Raymond James Financial Services Advisors
Florida
– -$203K -18,486 Closed
Walleye Capital
71
Walleye Capital
New York
– -$192K -17,521 Closed
TWM
72
Titus Wealth Management
California
– -$148K -13,500 Closed
Jane Street
73
Jane Street
New York
– -$131K -11,937 Closed
FFA
74
Founders Financial Alliance
North Carolina
– -$22K -2,068 Closed
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
– -$14K -1,250 Closed
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