FNY Investment Advisers’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

FNY Investment Advisers’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,000	Closed	-$61K	–	634
2021 Q3	$61K	Buy	+5,000	New	+$62K	0.03%	305
2021 Q2	–	Sell	-7,384	Closed	-$90K	–	840
2021 Q1	$90K	Buy	7,384 +5,364	+266%	+$63.9K	0.03%	332
2020 Q4	$23K	Buy	+2,020	New	+$22.5K	0.01%	506
2020 Q1	–	Sell	-23,282	Closed	-$292K	–	564
2019 Q4	$292K	Buy	23,282 +19,544	+523%	+$236K	0.09%	172
2019 Q3	$44K	Buy	+3,738	New	+$44.5K	0.01%	418

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GraniteShares Advisors New York $139M AUM 0.56% 1-Year Est. Return

FNY Investment Advisers's FCT Position: Q4 2021 in Review

FNY Investment Advisers sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2021, closing a stake of 5,000 shares — an estimated $61K sold.

FNY Investment Advisers first reported a position in FCT in Q3 2019 and held it in 5 quarters. The position peaked at $292K in Q4 2019. 70 funds tracked by Wall St. Rank hold FCT as of Q4 2021.

FNY Investment Advisers reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 5,000 First Trust Senior Floating Rate Income Fund II shares in Q4 2021, an estimated $61K.
FNY Investment Advisers first reported a position in First Trust Senior Floating Rate Income Fund II in Q3 2019 and held it in 5 quarters.
FNY Investment Advisers's First Trust Senior Floating Rate Income Fund II position peaked at $292K in Q4 2019.
70 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.