FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

69 hedge funds and large institutions have $110M invested in First Trust Senior Floating Rate Income Fund II in 2020 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 21 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
+4
Holders Change %
+6.15%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
21
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$6.52M
2
CCP
Clough Capital Partners
Massachusetts
$2.07M
3
WMG
WESCAP Management Group
California
$1.19M
4
Invesco
Invesco
Georgia
$5.55M
5
6M
6 Meridian
Kansas
$432K

Top Sellers

1
SCM
Saba Capital Management
New York
$18M
2
SIA
Sit Investment Associates
Minnesota
$0
3
QGA
Q Global Advisors
Texas
$0
4
RVPG
Relative Value Partners Group
$12.9M
5
MIG
Mariner Investment Group
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BB
51
Busey Bank
Illinois
$99K +$99K +10,378 New
SPA
52
Sentinel Pension Advisors
Massachusetts
$96K +$96K +10,079 New
SPIA
53
Steward Partners Investment Advisory
New York
$90K -$57.6K -6,099 -39%
Rockefeller Capital Management
54
Rockefeller Capital Management
New York
$67K -$1.22K -129 -2%
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$60K -$13.4K -1,409 -18%
AA
56
AlphaMark Advisors
Kentucky
$28K – – –
RCA
57
Ranch Capital Advisors
Florida
$16K -$1.57K -167 -9%
ASN
58
Advisory Services Network
Georgia
$15K +$5.88K +635 +65%
SFS
59
Sowell Financial Services
Arkansas
$13K – – –
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$12K +$12K +1,250 New
BFEC
61
Benjamin F. Edwards & Company
Missouri
$10K – – –
CFN
62
Cordasco Financial Network
Florida
$10K – – –
Citigroup
63
Citigroup
New York
$8K -$73.8K -7,636 -90%
PAM
64
Panagora Asset Management
Massachusetts
$4K +$1.74K +204 +77%
PGAM
65
Princeton Global Asset Management
New Jersey
$4K +$4K +400 New
US Bancorp
66
US Bancorp
Minnesota
$3K +$3K +334 New
APA
67
American Portfolios Advisors
New York
$2.98K – – –
KFI
68
Key Financial Inc
Pennsylvania
$2K +$2K +267 New
SIA
69
Sit Investment Associates
Minnesota
– -$2.2M -175,491 Closed
QGA
70
Q Global Advisors
Texas
– -$969K -77,177 Closed
MIG
71
Mariner Investment Group
New York
– -$782K -62,272 Closed
FIA
72
FNY Investment Advisers
New York
– -$292K -23,282 Closed
CWM
73
Concentric Wealth Management
California
– -$179K -14,226 Closed
LCM
74
Landscape Capital Management
New Jersey
– -$161K -12,854 Closed
VCP
75
Verus Capital Partners
Arizona
– -$11K -855 Closed
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