FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

65 hedge funds and large institutions have $133M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$6.16M
2
SCM
Saba Capital Management
New York
+$4M
3
GI
Gradient Investments
Minnesota
+$979K
4
CCP
Clough Capital Partners
Massachusetts
+$689K
5
PAG
Private Advisor Group
New Jersey
+$341K

Top Sellers

1
FFA
First Foundation Advisors
California
-$2.7M
2
SIA
Sit Investment Associates
Minnesota
-$1.9M
3
LCM
Landscape Capital Management
New Jersey
-$941K
4
AAM
Advisors Asset Management
Colorado
-$545K
5
Morgan Stanley
Morgan Stanley
New York
-$533K
Name Holding Trade Value Shares
Change 		Shares
Change %
FIA
51
FNY Investment Advisers
New York
$44K +$44K +3,738 New
AA
52
AlphaMark Advisors
Kentucky
$35K – – –
QCIG
53
Quad-Cities Investment Group
Iowa
$31K +$475 +40 +2%
AG
54
Advisor Group
Arizona
$25K +$17.5K +1,455 +235%
SFS
55
Sowell Financial Services
Arkansas
$16K +$16K +1,353 New
CFN
56
Cordasco Financial Network
Florida
$13K – – –
BFEC
57
Benjamin F. Edwards & Company
Missouri
$12K – – –
TC
58
Truvestments Capital
Florida
$12K – – –
AF
59
Advisornet Financial
Minnesota
$10K +$10K +800 New
PAM
60
Panagora Asset Management
Massachusetts
$8K +$8K +634 New
RCAG
61
Rehmann Capital Advisory Group
Michigan
$7.19K +$120 +10 +2%
ASN
62
Advisory Services Network
Georgia
$7K – – –
RCM
63
Rivernorth Capital Management
Florida
$5.15K +$142 +11,868 +3%
RIA
64
Realta Investment Advisors
Delaware
$5K -$5K -400 -50%
APA
65
American Portfolios Advisors
New York
$3.76K – – –
LCM
66
Landscape Capital Management
New Jersey
– -$941K -78,127 Closed
AAM
67
Advisors Asset Management
Colorado
– -$545K -45,236 Closed
CAN
68
Cetera Advisor Networks
California
– -$177K -14,605 Closed
LPL Financial
69
LPL Financial
California
– -$174K -14,438 Closed
BCA
70
Berman Capital Advisors
Georgia
– -$16K -1,336 Closed
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