FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

60 hedge funds and large institutions have $124M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
21
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$11.5M
2
RCM
Rivernorth Capital Management
Florida
$7.78M
3
FEG
Financial Enhancement Group
Indiana
$1.97M
4
PCM
PenderFund Capital Management
British Columbia, Canada
$1.62M
5
SFS
Shaker Financial Services
Virginia
$1.99M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$25M
2
PCM
Peak Capital Management
Colorado
$0
3
AAMU
Amundi Asset Management US
Massachusetts
$1.18M
4
PPA
Parametric Portfolio Associates
Washington
$0
5
FFA
First Foundation Advisors
California
$3.07M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
51
AlphaMark Advisors
Kentucky
$34K – – –
QCIG
52
Quad-Cities Investment Group
Iowa
$30K -$5.02K -425 -14%
IA
53
IFP Advisors
Florida
$27K +$13.8K +1,133 +105%
CFN
54
Cordasco Financial Network
Florida
$13K – – –
BFEC
55
Benjamin F. Edwards & Company
Missouri
$12K – – –
TC
56
Truvestments Capital
Florida
$12K +$12K +1,000 New
AG
57
Advisor Group
Arizona
$9K -$50.4K -4,201 -85%
RCAG
58
Rehmann Capital Advisory Group
Michigan
$6.85K +$106 +9 +2%
APA
59
American Portfolios Advisors
New York
$3.7K – – –
ASN
60
Advisory Services Network
Georgia
$1K – – –
PCM
61
Peak Capital Management
Colorado
– -$1.42M -127,157 Closed
PPA
62
Parametric Portfolio Associates
Washington
– -$503K -44,887 Closed
Millennium Management
63
Millennium Management
New York
– -$462K -41,257 Closed
WAM
64
Weiss Asset Management
Massachusetts
– -$452K -40,388 Closed
Susquehanna International Group
65
Susquehanna International Group
Pennsylvania
– -$395K -35,247 Closed
DA
66
Doliver Advisors
Texas
– -$265K -23,680 Closed
TSS
67
Two Sigma Securities
New York
– -$161K -14,355 Closed
BCM
68
Basso Capital Management
Connecticut
– -$110K -10,000 Closed
Citigroup
69
Citigroup
New York
– -$5K -405 Closed
HNB
70
Huntington National Bank
Ohio
– -$13K – –
1 2
3