FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

64 hedge funds and large institutions have $129M invested in First Trust Senior Floating Rate Income Fund II in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
-5
Holders Change %
-7.25%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
22
Reduced
21
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GI
Gradient Investments
Minnesota
$10.3M
2
RCM
Rivernorth Capital Management
Florida
$9.2M
3
SCM
Saba Capital Management
New York
$22M
4
Morgan Stanley
Morgan Stanley
New York
$8.6M
5
MC
Matisse Capital
Oregon
$1.3M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$22.2M
2
VEA
Virtus ETF Advisers
New York
$324K
3
GC
Guggenheim Capital
Illinois
$1.06M
4
RVPG
Relative Value Partners Group
$14M
5
6M
6 Meridian
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$513K +$146K +13,410 +40%
CRC
27
Curi RMB Capital
Illinois
$466K +$208K +19,077 +80%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$422K -$794 -73 -0.2%
SFS
29
Shaker Financial Services
Virginia
$395K -$326K -29,975 -45%
WCM
30
Whitener Capital Management
North Carolina
$393K – – –
VEA
31
Virtus ETF Advisers
New York
$324K -$1.62M -148,464 -83%
AA
32
AQR Arbitrage
Connecticut
$319K +$109K +9,996 +52%
SRC
33
Shufro Rose & Co
New York
$314K – – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$283K +$283K +26,030 New
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$262K -$217K -19,869 -45%
TWM
36
Titus Wealth Management
California
$256K -$28.3K -2,600 -10%
IAN
37
Integrated Advisors Network
Texas
$247K – – –
AA
38
Apriem Advisors
California
$234K – – –
BRWA
39
B. Riley Wealth Advisors
Florida
$229K +$37.6K +3,452 +20%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$201K -$4.7K -432 -2%
Walleye Capital
41
Walleye Capital
New York
$201K +$53.5K +4,902 +36%
Osaic Holdings
42
Osaic Holdings
Arizona
$195K -$70.3K -6,457 -27%
CWM
43
Cornerstone Wealth Management
Missouri
$152K +$152K +13,931 New
GWM
44
Geneos Wealth Management
Colorado
$151K -$41.7K -3,892 -22%
BI
45
Bulldog Investors
New Jersey
$148K – – –
Walleye Trading
46
Walleye Trading
New York
$119K +$119K +10,957 New
SPA
47
Sentinel Pension Advisors
Massachusetts
$113K +$2.8K +256 +3%
SPIA
48
Steward Partners Investment Advisory
New York
$104K – – –
CAN
49
Cetera Advisor Networks
California
$102K +$102K +9,410 New
Rockefeller Capital Management
50
Rockefeller Capital Management
New York
$77K – – –
1
2
3