FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

65 hedge funds and large institutions have $133M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$6.16M
2
SCM
Saba Capital Management
New York
+$4M
3
GI
Gradient Investments
Minnesota
+$979K
4
CCP
Clough Capital Partners
Massachusetts
+$689K
5
PAG
Private Advisor Group
New Jersey
+$341K

Top Sellers

1
FFA
First Foundation Advisors
California
-$2.7M
2
SIA
Sit Investment Associates
Minnesota
-$1.9M
3
LCM
Landscape Capital Management
New Jersey
-$941K
4
AAM
Advisors Asset Management
Colorado
-$545K
5
Morgan Stanley
Morgan Stanley
New York
-$533K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$558K -$168K -14,037 -23%
6M
27
6 Meridian
Kansas
$475K -$41.2K -3,432 -8%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$450K -$174K -14,512 -28%
WCM
29
Whitener Capital Management
North Carolina
$422K -$8.39K -700 -2%
FFA
30
First Foundation Advisors
California
$411K -$2.7M -224,674 -87%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$410K +$1.32K +110 +0.3%
MC
32
Matisse Capital
Oregon
$376K – – –
MIG
33
Mariner Investment Group
New York
$348K – – –
PAG
34
Private Advisor Group
New Jersey
$341K +$341K +28,450 New
SRC
35
Shufro Rose & Co
New York
$328K – – –
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$323K +$1.16K +97 +0.4%
PAS
37
Park Avenue Securities
New York
$316K +$42.3K +3,523 +15%
Wells Fargo
38
Wells Fargo
California
$299K -$220K -18,355 -42%
RJFSA
39
Raymond James Financial Services Advisors
Florida
$299K +$48.3K +4,022 +19%
AA
40
Apriem Advisors
California
$294K +$294K +24,500 New
SPIA
41
Steward Partners Investment Advisory
New York
$192K – – –
Walleye Capital
42
Walleye Capital
New York
$164K +$40.7K +3,400 +33%
GWM
43
Geneos Wealth Management
Colorado
$152K -$11.5K -958 -7%
UCFA
44
United Capital Financial Advisors
Texas
$142K – – –
DA
45
Doliver Advisors
Texas
$134K +$13.2K +1,111 +11%
RTS
46
Round Table Services
New Jersey
$125K – – –
NFG
47
Next Financial Group
Texas
$104K -$12.8K -1,064 -11%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$93K +$93K +7,727 New
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$87K – – –
GRP
50
Global Retirement Partners
California
$53K -$2.76K -230 -5%
1
2
3