FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

49 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
21
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$29.6M
2
WCMNY
Westchester Capital Management (New York)
New York
$3.49M
3
FFA
First Foundation Advisors
California
$4.15M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$1.79M
5
AAMU
Amundi Asset Management US
Massachusetts
$960K

Top Sellers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
$11.1M
2
BCC
Bain Capital Credit
Massachusetts
$0
3
UBS Group
UBS Group
Switzerland
$5.28M
4
GC
Guggenheim Capital
Illinois
$7.68M
5
YMRC
Yorktown Management & Research Company
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$198K -$80.3K -5,819 -29%
CS
27
Credit Suisse
Switzerland
$180K -$320K -23,108 -64%
UCFA
28
United Capital Financial Advisors
Texas
$164K – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$160K +$160K +11,567 New
Ameriprise
30
Ameriprise
Minnesota
$155K +$155K +11,242 New
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$153K +$5.27K +380 +4%
GWM
32
Geneos Wealth Management
Colorado
$152K +$221 +16 +0.1%
CCP
33
Corient Capital Partners
California
$148K +$148K +10,703 New
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$139K +$41.8K +3,030 +43%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$105K +$37.7K +2,722 +56%
IA
36
IFP Advisors
Florida
$97K +$76.4K +5,500 +372%
GRP
37
Global Retirement Partners
California
$73K +$73K +5,287 New
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$62K +$62K +4,504 New
AA
39
Apriem Advisors
California
$55K – – –
NFG
40
Next Financial Group
Texas
$46K +$20.8K +1,500 +83%
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$33K -$9.63K -700 -23%
SFS
42
Sowell Financial Services
Arkansas
$19K +$19K +1,353 New
CFN
43
Cordasco Financial Network
Florida
$15K – – –
AIM
44
Acrospire Investment Management
Illinois
$15K +$8.18K +600 +120%
SPIA
45
Steward Partners Investment Advisory
New York
$12K +$12K +925 New
PCM
46
Penserra Capital Management
California
$5K +$553 +47 +12%
WA
47
WFG Advisors
Texas
$5K +$5K +394 New
MFS
48
MSI Financial Services
Massachusetts
$4K -$69.5K -4,690 -95%
BCC
49
Bain Capital Credit
Massachusetts
– -$2.63M -192,640 Closed
YMRC
50
Yorktown Management & Research Company
Virginia
– -$1.2M -87,900 Closed
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