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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

55 hedge funds and large institutions have $97.9M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 26 reducing their positions, and 6 closing their positions.

Holders
55
Holders Change
-2
Holders Change %
-3.51%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
19
Reduced
26
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$15.4M
2
LPL Financial
2
LPL Financial
California
$9.06M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$2.11M
4
UBS Group
4
UBS Group
Switzerland
$1.28M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$9.11M

Top Sellers

1
GFA
1
Gallagher Fiduciary Advisors
Illinois
$0
2
HI
2
Harbour Investments
Wisconsin
$19.1K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.41M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.9M
5
VF
5
Virtu Financial
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$628K 5,597 +1,020 +22%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$588K 5,238 -83 -2%
NS
28
NBC Securities
Alabama
$508K 4,530 +481 +12%
NL
29
NWAM LLC
Washington
$455K 4,049 +1 +0%
WH
30
Willner & Heller
California
$453K 4,033 +4,033 New
PFS
31
Prospera Financial Services
Texas
$453K 4,032 -124 -3%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$386K 3,438 +336 +11%
CAN
33
Cetera Advisor Networks
California
$353K 3,143 -72 -2%
LRPA
34
L. Roy Papp & Associates
Arizona
$291K 2,596 – –
KAS
35
Kestra Advisory Services
Texas
$269K 2,395 -43 -2%
GRP
36
Global Retirement Partners
California
$269K 2,445 +2,439 +40,650%
GWP
37
Gateway Wealth Partners
Wisconsin
$258K 2,301 -43 -2%
IAIM
38
International Assets Investment Management
Florida
$255K 2,275 +82 +4%
1SB
39
1ST Source Bank
Indiana
$253K 2,250 – –
BW
40
Bison Wealth
Georgia
$250K 2,228 +33 +2%
CA
41
Cetera Advisors
Colorado
$246K 2,195 – –
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$227K 2,021 +2 +0.1%
WSTAM
43
Wilbanks Smith & Thomas Asset Management
Virginia
$225K 2,008 – –
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$139K 1,238 -120 -9%
NA
45
NewEdge Advisors
Louisiana
$118K 1,052 +1,018 +2,994%
SAM
46
Smartleaf Asset Management
Massachusetts
$84.9K 750 +750 New
SWM
47
Spire Wealth Management
Virginia
$44.7K 401 -29 -7%
Fidelity Investments
48
Fidelity Investments
Massachusetts
$20.7K 184 +12 +7%
JPMorgan Chase & Co
49
JPMorgan Chase & Co
New York
$19.7K 175 +1 +0.6%
HI
50
Harbour Investments
Wisconsin
$19.1K 170 -26,627 -99%
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