Smartleaf Asset Management’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Smartleaf Asset Management’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$115K	Hold	750	–	–	﹤0.01%	1041
2025 Q4	$123K	Hold	750	–	–	﹤0.01%	1072
2025 Q3	$120K	Hold	750	–	–	0.01%	961
2025 Q2	$109K	Hold	750	–	–	0.01%	833
2025 Q1	$96.8K	Hold	750	–	–	0.01%	843
2024 Q4	$104K	Hold	750	–	–	0.01%	827
2024 Q3	$99.7K	Hold	750	–	–	0.01%	709
2024 Q2	$92.2K	Hold	750	–	–	0.02%	595
2024 Q1	$93.5K	Hold	750	–	–	0.02%	536
2023 Q4	$84.9K	Buy	+750	New	+$77K	0.02%	452

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Smartleaf Asset Management's FAD Position: Q1 2026 in Review

Smartleaf Asset Management held its First Trust Multi Cap Growth AlphaDEX Fund (FAD) position steady in Q1 2026 at 750 shares worth $115K. The position accounts for ﹤0.01% of the portfolio, ranked #1041.

Smartleaf Asset Management first reported a position in FAD in Q4 2023 and has held it in 10 quarters since. The position peaked at $123K in Q4 2025. 99 funds tracked by Wall St. Rank hold FAD as of Q1 2026.

Smartleaf Asset Management held 750 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $115K as of Q1 2026.
Smartleaf Asset Management left its First Trust Multi Cap Growth AlphaDEX Fund share count unchanged in Q1 2026.
First Trust Multi Cap Growth AlphaDEX Fund made up ﹤0.01% of Smartleaf Asset Management's portfolio in Q1 2026, its #1041 holding.
Smartleaf Asset Management first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2023 and has held it in 10 quarters since.
Smartleaf Asset Management's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $123K in Q4 2025.
99 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Smartleaf Asset Management's 13F filing for Q1 2026, filed 15 May 2026.