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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

46 hedge funds and large institutions have $88.8M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
19
Reduced
15
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.06M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.28M
3
DADC
D.A. Davidson & Co
Montana
+$1.59M
4
Jane Street
Jane Street
New York
+$1M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$767K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.54M
2
Goldman Sachs
Goldman Sachs
New York
-$3.58M
3
Wells Fargo
Wells Fargo
California
-$1.15M
4
MML Investors Services
MML Investors Services
Massachusetts
-$785K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$532K
Name Holding Trade Value Shares
Change 		Shares
Change %
NL
26
NWAM LLC
Washington
$704K +$6.52K +91 +0.9%
WI
27
Wintrust Investments
Illinois
$668K -$100K -1,400 -13%
PAG
28
Private Advisor Group
New Jersey
$668K +$36K +502 +6%
AG
29
Advisor Group
Arizona
$608K +$205K +2,861 +51%
CA
30
Cetera Advisors
Colorado
$424K -$53.2K -741 -11%
VFA
31
Voya Financial Advisors
Connecticut
$335K -$45.1K -635 -12%
1SB
32
1ST Source Bank
Indiana
$330K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$278K +$99.2K +1,381 +55%
WSTAM
34
Wilbanks Smith & Thomas Asset Management
Virginia
$265K – – –
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$245K +$109K +908 +80%
KeyBank National Association
36
KeyBank National Association
Ohio
$217K +$217K +3,024 New
GWS
37
Glassman Wealth Services
Virginia
$145K -$33K -460 -19%
CFGS
38
Concourse Financial Group Securities
Alabama
$62K +$2.26K +32 +4%
CWA
39
Clarus Wealth Advisors
Arizona
$52K – – –
GWM
40
Geneos Wealth Management
Colorado
$43K +$4.49K +63 +12%
Citigroup
41
Citigroup
New York
$34K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$29K – – –
BFEC
43
Benjamin F. Edwards & Company
Missouri
$8K – – –
CAC
44
Certified Advisory Corp
Florida
$8K – – –
IWP
45
Icon Wealth Partners
Texas
$1K +$1K +7 New
AIC
46
Ameritas Investment Company
Nebraska
– -$98K -1,591 Closed
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