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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

36 hedge funds and large institutions have $39.3M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIAN
Mariner Independent Advisor Network
Kansas
+$2.79M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.21M
3
Wells Fargo
Wells Fargo
California
+$1.83M
4
UBS Group
UBS Group
Switzerland
+$951K
5
Bank of America
Bank of America
North Carolina
+$322K

Top Sellers

1
LPL Financial
LPL Financial
California
-$767K
2
RJA
Raymond James & Associates
Florida
-$161K
3
Ameriprise
Ameriprise
Minnesota
-$75.2K
4
RFWA
RPg Family Wealth Advisory
Massachusetts
-$70.9K
5
IH
IFC Holdings
Florida
-$63.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
WSTAM
26
Wilbanks Smith & Thomas Asset Management
Virginia
$208K +$208K +3,700 New
WA
27
WFG Advisors
Texas
$153K -$18.7K -333 -11%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$127K +$33.6K +598 +36%
AG
29
Advisor Group
Arizona
$72K – – –
GWM
30
Geneos Wealth Management
Colorado
$25K – – –
DADC
31
D.A. Davidson & Co
Montana
$12K – – –
Citigroup
32
Citigroup
New York
$4K – – –
ASN
33
Advisory Services Network
Georgia
$3K +$3K +50 New
IWM
34
IHT Wealth Management
Illinois
$2K -$304 -19 -13%
SPIA
35
Steward Partners Investment Advisory
New York
$1K +$1K +32 New
NFG
36
Next Financial Group
Texas
– -$41K -780 Closed
WEC
37
Winslow Evans & Crocker
Massachusetts
– -$20.9K -400 Closed
TRCT
38
Tower Research Capital (TRC)
New York
– -$5K -98 Closed
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