Next Financial Group’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Next Financial Group’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-70	Closed	-$4K	–	1808
2017 Q2	$4K	Buy	+70	New	+$4.01K	﹤0.01%	1598
2017 Q1	–	Sell	-780	Closed	-$41K	–	1995
2016 Q4	$41K	Hold	780	–	–	0.01%	1042
2016 Q3	$41K	Hold	780	–	–	0.01%	1037
2016 Q2	$39K	Hold	780	–	–	0.01%	728
2016 Q1	$38K	Hold	780	–	–	0.01%	705
2015 Q4	$38K	Hold	780	–	–	0.01%	704
2015 Q3	$36K	Hold	780	–	–	0.01%	749
2015 Q2	$39K	Hold	780	–	–	0.01%	757
2015 Q1	$39K	Hold	780	–	–	0.01%	745
2014 Q4	$38K	Hold	780	–	–	0.01%	746
2014 Q3	$35K	Hold	780	–	–	0.01%	1128
2014 Q2	$36K	Buy	+780	New	+$35.2K	0.02%	429

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Next Financial Group's FAD Position: Q3 2017 in Review

Next Financial Group sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q3 2017, closing a stake of 70 shares — an estimated $4K sold.

Next Financial Group first reported a position in FAD in Q2 2014 and held it in 12 quarters. The position peaked at $41K in Q4 2016. 37 funds tracked by Wall St. Rank hold FAD as of Q3 2017.

Next Financial Group reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Next Financial Group sold 70 First Trust Multi Cap Growth AlphaDEX Fund shares in Q3 2017, an estimated $4K.
Next Financial Group first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2014 and held it in 12 quarters.
Next Financial Group's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $41K in Q4 2016.
37 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q3 2017.

Based on Next Financial Group's 13F filing for Q3 2017, filed 8 Nov 2017.