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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

50 hedge funds and large institutions have $88.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+10
Holders Change %
+25%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
10
Increased
21
Reduced
13
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$9.07M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$12.6M
3
Wells Fargo
Wells Fargo
California
$7.39M
4
PAG
Private Advisor Group
New Jersey
$3.63M
5
Osaic Holdings
Osaic Holdings
Arizona
$4.26M

Top Sellers

1
FTUS
Flow Traders U.S.
New York
$370K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.47M
3
UBS Group
UBS Group
Switzerland
$311K
4
TRCT
Tower Research Capital (TRC)
New York
$63K
5
Morgan Stanley
Morgan Stanley
New York
$7.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWE
26
Avidian Wealth Enterprises
Texas
$517K +$2.03K +27 +0.4%
KIG
27
Kowal Investment Group
Wisconsin
$436K -$89.1K -1,186 -17%
AR
28
Apeiron RIA
Texas
$377K +$377K +5,010 New
FTUS
29
Flow Traders U.S.
New York
$370K -$2.91M -38,784 -89%
PSF
30
Pacific Sun Financial
California
$334K -$7.52K -100 -2%
E
31
ETFidea
New York
$332K +$332K +4,415 New
UBS Group
32
UBS Group
Switzerland
$311K -$1.7M -22,625 -85%
HA
33
HFG Advisors
Ohio
$308K +$308K +4,095 New
SWP
34
Stratos Wealth Partners
Ohio
$238K +$238K +3,168 New
WSTAM
35
Wilbanks Smith & Thomas Asset Management
Virginia
$219K – – –
FAN
36
Financial Advisors Network
California
$207K – – –
HI
37
Harbour Investments
Wisconsin
$160K -$292K -3,895 -65%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$76K +$377 +5 +0.5%
TRCT
39
Tower Research Capital (TRC)
New York
$63K -$1.26M -16,842 -95%
IA
40
IFP Advisors
Florida
$52K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$43K +$4.1K +54 +11%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$38K – – –
CFGS
43
Concourse Financial Group Securities
Alabama
$31K – – –
AWM
44
Accel Wealth Management
Iowa
$22K +$153 +2 +0.7%
SPIA
45
Steward Partners Investment Advisory
New York
$19K +$19K +250 New
SWM
46
Spire Wealth Management
Virginia
$17K -$17K -227 -50%
CAPTRUST Financial Advisors
47
CAPTRUST Financial Advisors
North Carolina
$15K – – –
MFA
48
McClarren Financial Advisors
Pennsylvania
$3K +$3K +31 New
LFG
49
Larson Financial Group
Missouri
$3K +$3K +42 New
NFG
50
Next Financial Group
Texas
$2K +$2K +33 New
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