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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

40 hedge funds and large institutions have $65.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$1.7M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$3.66M
3
TRCT
Tower Research Capital (TRC)
New York
$1.24M
4
UBS Group
UBS Group
Switzerland
$1.87M
5
FTUS
Flow Traders U.S.
New York
$3.06M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$7.36M
2
Wells Fargo
Wells Fargo
California
$4.18M
3
LPL Financial
LPL Financial
California
$4.3M
4
Baird Financial Group
Baird Financial Group
Wisconsin
$1.4M
5
PAG
Private Advisor Group
New Jersey
$752K
Name Holding Trade Value Shares
Change 		Shares
Change %
KIG
26
Kowal Investment Group
Wisconsin
$490K -$21.5K -307 -4%
AWE
27
Avidian Wealth Enterprises
Texas
$479K +$1.47K +21 +0.3%
KAS
28
Kestra Advisory Services
Texas
$461K +$248K +3,546 +117%
HI
29
Harbour Investments
Wisconsin
$422K +$26.7K +382 +7%
PSF
30
Pacific Sun Financial
California
$318K +$318K +4,540 New
FAN
31
Financial Advisors Network
California
$207K +$207K +2,750 New
WSTAM
32
Wilbanks Smith & Thomas Asset Management
Virginia
$204K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$70K +$279 +4 +0.4%
IA
34
IFP Advisors
Florida
$49K – – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$36K -$4.92K -70 -12%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$35K – – –
SWM
37
Spire Wealth Management
Virginia
$32K – – –
CFGS
38
Concourse Financial Group Securities
Alabama
$29K -$1.49K -21 -5%
AWM
39
Accel Wealth Management
Iowa
$20K +$70 +1 +0.4%
CAPTRUST Financial Advisors
40
CAPTRUST Financial Advisors
North Carolina
$14K +$14K +200 New
LS
41
Leelyn Smith
Illinois
– -$530K -7,454 Closed
KA
42
Kovack Advisors
Florida
– -$229K -3,225 Closed
Citigroup
43
Citigroup
New York
– -$107K -1,500 Closed
ASN
44
Advisory Services Network
Georgia
– -$13K -185 Closed
SFPG
45
Stonebridge Financial Planning Group
Florida
– -$7K -100 Closed
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