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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

46 hedge funds and large institutions have $50M invested in First Trust Multi Cap Value AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.8M
2
GRP
Global Retirement Partners
California
+$604K
3
Citadel Advisors
Citadel Advisors
Florida
+$538K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$335K
5
Morgan Stanley
Morgan Stanley
New York
+$245K

Top Sellers

1
MIAN
Mariner Independent Advisor Network
Kansas
-$2.37M
2
Bank of America
Bank of America
North Carolina
-$1.94M
3
DADC
D.A. Davidson & Co
Montana
-$1.13M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$375K
5
VKH
Virtu KCG Holdings
New York
-$250K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$484K -$110K -2,116 -19%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$349K -$103K -1,986 -23%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$335K +$335K +6,448 New
RWMH
29
Riverpoint Wealth Management Holdings
Illinois
$302K +$3.37K +66 +1%
Stifel Financial
30
Stifel Financial
Missouri
$277K +$313 +6 +0.1%
WA
31
WFG Advisors
Texas
$208K -$31.4K -605 -13%
WSTAM
32
Wilbanks Smith & Thomas Asset Management
Virginia
$200K +$200K +3,860 New
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$185K +$8.37K +161 +5%
Citigroup
34
Citigroup
New York
$156K -$13K -250 -8%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$138K -$15.5K -300 -10%
IA
36
IFP Advisors
Florida
$83K +$25.9K +501 +45%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$52K – – –
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$41K -$375K -7,244 -90%
US Bancorp
39
US Bancorp
Minnesota
$34K – – –
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$33K – – –
WEC
41
Winslow Evans & Crocker
Massachusetts
$20.8K – – –
Creative Planning
42
Creative Planning
Kansas
$16K – – –
ASN
43
Advisory Services Network
Georgia
$16K +$16K +315 New
AG
44
Advisor Group
Arizona
$6K -$35.9K -695 -86%
BIG
45
Bellwether Investment Group
Tennessee
$3K – – –
MIAN
46
Mariner Independent Advisor Network
Kansas
– -$2.37M -47,006 Closed
VKH
47
Virtu KCG Holdings
New York
– -$250K -4,953 Closed
AA
48
Ancora Advisors
Ohio
– -$176K -3,481 Closed
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