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First Trust Multi Cap Value AlphaDEX Fund

46 hedge funds and large institutions have $50M invested in First Trust Multi Cap Value AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

5% more funds holding

Funds holding: 4446 (+2)

1% less capital invested

Capital invested by funds: $50.6M → $50M (-$545K)

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

1.64% less ownership

Funds ownership: 44.49%42.85% (-1.6%)

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$484K -$109K -2,116 -19%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$349K -$102K -1,986 -23%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$335K +$332K +6,448 New
RWMH
29
Riverpoint Wealth Management Holdings
Illinois
$302K +$3.4K +66 +1%
Stifel Financial
30
Stifel Financial
Missouri
$277K +$309 +6 +0.1%
WA
31
WFG Advisors
Texas
$208K -$31.2K -605 -13%
WSTAM
32
Wilbanks Smith & Thomas Asset Management
Virginia
$200K +$199K +3,860 New
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$185K +$8.29K +161 +5%
Citigroup
34
Citigroup
New York
$156K -$12.9K -250 -8%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$138K -$15.5K -300 -10%
IA
36
IFP Advisors
Florida
$83K +$25.8K +501 +45%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$52K
JP Morgan Chase
38
JP Morgan Chase
New York
$41K -$373K -7,244 -90%
US Bancorp
39
US Bancorp
Minnesota
$34K
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$33K
WEC
41
Winslow Evans & Crocker
Massachusetts
$20.8K
Creative Planning
42
Creative Planning
Kansas
$16K
ASN
43
Advisory Services Network
Georgia
$16K +$16.2K +315 New
AG
44
Advisor Group
Arizona
$6K -$35.8K -695 -86%
BIG
45
Bellwether Investment Group
Tennessee
$3K
MIAN
46
Mariner Independent Advisor Network
Kansas
-$2.37M -47,006 Closed
VKH
47
Virtu KCG Holdings
New York
-$250K -4,953 Closed
AA
48
Ancora Advisors
Ohio
-$176K -3,481 Closed

FAB Hedge Fund Activity: Q1 2017 in Review

46 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q1 2017, worth a combined $50M — down 1.1% from $50.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FAB positions and 3 closed out — a net gain of 3 holders — while 15 added to existing stakes and 16 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.78M. The largest seller was Mariner Independent Advisor Network, exiting entirely with an estimated $2.37M sold.

  • 46 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q1 2017, up from 44 in Q4 2016.
  • Funds reported $50M of First Trust Multi Cap Value AlphaDEX Fund stock for Q1 2017, down 1.1% quarter-over-quarter.
  • 6 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q1 2017 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q1 2017 was Susquehanna International Group, an estimated $1.78M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q1 2017 was Mariner Independent Advisor Network, an estimated $2.37M sold.

Based on aggregated 13F filings for Q1 2017.