First Trust Multi Cap Value AlphaDEX Fund
FAB
34 hedge funds and large institutions have $78.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 1 closing their positions.
800% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 1
167% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 6
31% more funds holding
Funds holding: 26 → 34 (+8)
21% more capital invested
Capital invested by funds: $65.1M → $78.8M (+$13.8M)
0.69% more ownership
Funds ownership: 45.99% → 46.68% (+0.69%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$1.96M |
| 2 |
SAM
Stringer Asset Management
Memphis,
Tennessee
|
+$1.74M |
| 3 |
Morgan Stanley
New York
|
+$1.71M |
| 4 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$1.39M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$1.22M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$524K |
| 2 |
JP Morgan Chase
New York
|
-$131K |
| 3 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
-$109K |
| 4 |
IH
IFC Holdings
Tampa,
Florida
|
-$95.4K |
| 5 |
CA
Cetera Advisors
Denver,
Colorado
|
-$55.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
DADC
26
D.A. Davidson & Co
Great Falls,
Montana
| $114K | – | – | – |
|
27
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $113K | – | – | – |
|
|
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| $100K | +$96.7K | +2,100 | New |
|
|
GI
29
Gradient Investments
Arden Hills,
Minnesota
| $55K | +$52.9K | +1,148 | New |
|
|
AIG
30
American International Group
New York
| $39.1K | -$2.35K | -51 | -6% |
|
31
Citigroup
New York
| $23K | +$17.9K | +388 | +413% |
|
|
WEC
32
Winslow Evans & Crocker
Boston,
Massachusetts
| $19.1K | – | – | – |
|
|
NES
33
New England Securities
New York
| $9K | +$8.75K | +190 | New |
|
|
MFS
34
MSI Financial Services
Springfield,
Massachusetts
| $5K | +$4.61K | +100 | New |
|
|
35
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$109K | -2,379 | Closed |
|
FAB Hedge Fund Activity: Q2 2014 in Review
34 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q2 2014, worth a combined $78.8M — up 21% from $65.1M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FAB positions and 1 closed out — a net gain of 8 holders — while 16 added to existing stakes and 6 trimmed.
The largest buyer was Wells Fargo, adding an estimated $1.96M. The largest seller was UBS, cutting an estimated $524K.
- 34 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q2 2014, up from 26 in Q1 2014.
- Funds reported $78.8M of First Trust Multi Cap Value AlphaDEX Fund stock for Q2 2014, up 21% quarter-over-quarter.
- 9 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q2 2014 and 1 closed out, a net change of +8 holders.
- The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q2 2014 was Wells Fargo, an estimated $1.96M added.
- The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q2 2014 was UBS, an estimated $524K sold.
Based on aggregated 13F filings for Q2 2014.