ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

54 hedge funds and large institutions have $132M invested in Allspring Multi-Sector Income Fund in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+14
Holders Change %
+35%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
18
Increased
14
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$16.7M
2
RCM
2
Rivernorth Capital Management
Florida
$10M
3
1CP
3
1607 Capital Partners
Virginia
$3.53M
4
WAM
4
Wolverine Asset Management
Illinois
$2.35M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$2.12M

Top Sellers

1
Invesco
1
Invesco
Georgia
$23M
2
SIA
2
Sit Investment Associates
Minnesota
$11.2M
3
AAM
3
Advisors Asset Management
Colorado
$4.31M
4
FIMG
4
Financial & Investment Management Group
Michigan
$5.27M
5
Cohen & Steers
5
Cohen & Steers
New York
$2.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
26
SII Investments
Wisconsin
$605K -$19.1K -1,364 -3%
LCM
27
Landscape Capital Management
New Jersey
$596K +$596K +42,408 New
AR
28
Advisory Research
Illinois
$534K -$354K -25,160 -40%
SG Americas Securities
29
SG Americas Securities
New York
$501K +$501K +35,627 New
PP
30
Paloma Partners
Connecticut
$472K +$472K +33,583 New
FFA
31
First Foundation Advisors
California
$456K +$43.9K +3,123 +11%
HCM
32
Hollencrest Capital Management
California
$447K +$447K +31,790 New
AA
33
Ancora Advisors
Ohio
$274K +$274K +19,500 New
TC
34
TFS Capital
Pennsylvania
$268K +$268K +19,036 New
OA
35
Oxbow Advisors
Texas
$228K +$228K +16,245 New
OC
36
Oppenheimer & Co
New York
$210K -$13.1K -931 -6%
Goldman Sachs
37
Goldman Sachs
New York
$189K -$121K -8,657 -39%
SFS
38
Shaker Financial Services
Virginia
$162K -$186K -13,205 -53%
First Trust Advisors
39
First Trust Advisors
Illinois
$158K -$49.8K -3,550 -24%
IAS
40
IMA Advisory Services
Colorado
$158K – – –
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$127K +$28.6K +2,038 +29%
AP
42
Advisors Preferred
Maryland
$92K +$92K +6,588 New
WEC
43
Winslow Evans & Crocker
Massachusetts
$85K +$85K +6,028 New
TJHA
44
Thomas J. Herzfeld Advisors
Florida
$60K +$60K +4,300 New
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$38K +$38K +2,735 New
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$28K +$28K +2,000 New
TFMS
47
Trust & Fiduciary Management Services
Massachusetts
$20K – – –
US Bancorp
48
US Bancorp
Minnesota
$17K +$17K +1,200 New
AIG
49
American International Group
New York
$16.7K -$60.9K -4,331 -78%
Creative Planning
50
Creative Planning
Kansas
$9K -$13.3K -900 -60%
1
2
3