AP
ERC

Advisors Preferred’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Advisors Preferred’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-11,996
Closed -$179K – 254
2014
Q2 		$179K Sell
11,996
-1,665
-12% -$24.5K 0.09% 80
2014
Q1 		$198K Buy
13,661
+7,073
+107% +$102K 0.09% 162
2013
Q4 		$92K Buy
+6,588
New +$93.1K 0.05% 137

Other funds holding ERC

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Advisors Preferred's ERC Position: Q3 2014 in Review

Advisors Preferred sold out of Allspring Multi-Sector Income Fund (ERC) in Q3 2014, closing a stake of 11,996 shares — an estimated $179K sold.

Advisors Preferred first reported a position in ERC in Q4 2013 and held it in 3 quarters. The position peaked at $198K in Q1 2014. 56 funds tracked by Wall St. Rank hold ERC as of Q3 2014.

  • Advisors Preferred reported no remaining Allspring Multi-Sector Income Fund position as of Q3 2014 after selling out during the quarter.
  • Advisors Preferred sold 11,996 Allspring Multi-Sector Income Fund shares in Q3 2014, an estimated $179K.
  • Advisors Preferred first reported a position in Allspring Multi-Sector Income Fund in Q4 2013 and held it in 3 quarters.
  • Advisors Preferred's Allspring Multi-Sector Income Fund position peaked at $198K in Q1 2014.
  • 56 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q3 2014.

Based on Advisors Preferred's 13F filing for Q3 2014, filed 12 Nov 2014.