PP
ERC

Paloma Partners’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Paloma Partners’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-33,583
Closed -$472K – 773
2013
Q4 		$472K Buy
+33,583
New +$475K 0.02% 607

Other funds holding ERC

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Paloma Partners's ERC Position: Q1 2014 in Review

Paloma Partners sold out of Allspring Multi-Sector Income Fund (ERC) in Q1 2014, closing a stake of 33,583 shares — an estimated $472K sold.

Paloma Partners first reported a position in ERC in Q4 2013 and held it in 1 quarter. The position peaked at $472K in Q4 2013. 54 funds tracked by Wall St. Rank hold ERC as of Q1 2014.

  • Paloma Partners reported no remaining Allspring Multi-Sector Income Fund position as of Q1 2014 after selling out during the quarter.
  • Paloma Partners sold 33,583 Allspring Multi-Sector Income Fund shares in Q1 2014, an estimated $472K.
  • Paloma Partners first reported a position in Allspring Multi-Sector Income Fund in Q4 2013 and held it in 1 quarter.
  • Paloma Partners's Allspring Multi-Sector Income Fund position peaked at $472K in Q4 2013.
  • 54 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.