Oppenheimer & Co’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Oppenheimer & Co’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-13,000	Closed	-$144K	–	1357
2018 Q4	$144K	Hold	13,000	–	–	﹤0.01%	1147
2018 Q3	$158K	Hold	13,000	–	–	﹤0.01%	1267
2018 Q2	$162K	Hold	13,000	–	–	﹤0.01%	1248
2018 Q1	$169K	Sell	13,000 -587	-4%	-$7.66K	﹤0.01%	1244
2017 Q4	$177K	Hold	13,587	–	–	﹤0.01%	1225
2017 Q3	$182K	Hold	13,587	–	–	﹤0.01%	1191
2017 Q2	$182K	Buy	+13,587	New	+$183K	0.01%	1199
2014 Q3	–	Sell	-13,004	Closed	-$194K	–	1446
2014 Q2	$194K	Sell	13,004 -1,764	-12%	-$26K	0.01%	1261
2014 Q1	$214K	Sell	14,768 -176	-1%	-$2.53K	0.01%	1205
2013 Q4	$210K	Sell	14,944 -931	-6%	-$13.2K	0.01%	1191
2013 Q3	$224K	Sell	15,875 -1,531	-9%	-$21.7K	0.01%	1101
2013 Q2	$255K	Buy	+17,406	New	+$279K	0.01%	997

Other funds holding ERC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Oppenheimer & Co's ERC Position: Q1 2019 in Review

Oppenheimer & Co sold out of Allspring Multi-Sector Income Fund (ERC) in Q1 2019, closing a stake of 13,000 shares — an estimated $144K sold.

Oppenheimer & Co first reported a position in ERC in Q2 2013 and held it in 12 quarters. The position peaked at $255K in Q2 2013. 58 funds tracked by Wall St. Rank hold ERC as of Q1 2019.

Oppenheimer & Co reported no remaining Allspring Multi-Sector Income Fund position as of Q1 2019 after selling out during the quarter.
Oppenheimer & Co sold 13,000 Allspring Multi-Sector Income Fund shares in Q1 2019, an estimated $144K.
Oppenheimer & Co first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and held it in 12 quarters.
Oppenheimer & Co's Allspring Multi-Sector Income Fund position peaked at $255K in Q2 2013.
58 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2019.

Based on Oppenheimer & Co's 13F filing for Q1 2019, filed 24 Apr 2019.