Ellsworth Growth & Income Fund
ECF
34 hedge funds and large institutions have $35M invested in Ellsworth Growth & Income Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 3 closing their positions.
0.63% more ownership
Funds ownership: 33.95% → 34.58% (+0.63%)
0% more funds holding
Funds holding: 34 → 34 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
1% less capital invested
Capital invested by funds: $35.5M → $35M (-$458K)
43% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$824K |
| 2 |
SCM
Saba Capital Management
New York
|
+$667K |
| 3 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
+$407K |
| 4 |
Morgan Stanley
New York
|
+$394K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$376K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RVPG
Relative Value Partners Group
|
-$846K |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$507K |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$395K |
| 4 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$311K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$166K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| $101K | – | – | – |
|
|
SFS
27
Shaker Financial Services
Arlington,
Virginia
| $83K | -$15.9K | -2,196 | -17% |
|
|
TC
28
TFS Capital
West Chester,
Pennsylvania
| $82K | +$78.5K | +10,804 | New |
|
29
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $82K | +$78.5K | +10,811 | New |
|
|
SFM
30
Signet Financial Management
Parsippany,
New Jersey
| $77K | -$24.9K | -3,422 | -25% |
|
31
Citigroup
New York
| $41K | -$31K | -4,272 | -44% |
|
|
LTFS
32
Ladenburg Thalmann Financial Services
Miami,
Florida
| $19K | – | – | – |
|
33
Creative Planning
Overland Park,
Kansas
| $10K | – | – | – |
|
|
BBPWM
34
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $5K | – | – | – |
|
35
Geode Capital Management
Boston,
Massachusetts
| $123 | – | – | – |
|
|
CRC
36
Curi RMB Capital
Chicago,
Illinois
| – | -$311K | -40,149 | Closed |
|
|
IA
37
IFP Advisors
Tampa,
Florida
| – | -$85K | -10,926 | Closed |
|
|
AFP
38
Ausdal Financial Partners
Davenport,
Iowa
| – | -$2K | -286 | Closed |
|
ECF Hedge Fund Activity: Q1 2016 in Review
34 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q1 2016, worth a combined $35M — down 1.3% from $35.5M a quarter earlier.
Fund positioning in ECF was balanced in Q1 2016: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 14 trimmed.
The largest buyer was Landscape Capital Management, adding an estimated $824K. The largest seller was Relative Value Partners Group, cutting an estimated $846K.
- 34 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q1 2016, unchanged from Q4 2015.
- Funds reported $35M of Ellsworth Growth & Income Fund stock for Q1 2016, down 1.3% quarter-over-quarter.
- 3 funds opened new Ellsworth Growth & Income Fund positions in Q1 2016 and 3 closed out, a net change of 0 holders.
- The largest Ellsworth Growth & Income Fund buyer in Q1 2016 was Landscape Capital Management, an estimated $824K added.
- The largest Ellsworth Growth & Income Fund seller in Q1 2016 was Relative Value Partners Group, an estimated $846K sold.
Based on aggregated 13F filings for Q1 2016.