ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

34 hedge funds and large institutions have $35.5M invested in Ellsworth Growth & Income Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
+3
Holders Change %
+9.68%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.25M
2
UBS Group
2
UBS Group
Switzerland
$6.11M
3
LCM
3
Landscape Capital Management
New Jersey
$795K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.54M
5
CRC
5
Curi RMB Capital
Illinois
$311K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$438K
2
SIA
2
Sit Investment Associates
Minnesota
$1.55M
3
1CP
3
1607 Capital Partners
Virginia
$1.95M
4
BI
4
Bulldog Investors
New Jersey
$388K
5
SFM
5
Signet Financial Management
New Jersey
$105K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$111K +$6.26K +805 +6%
SFM
27
Signet Financial Management
New Jersey
$105K -$61.5K -7,943 -37%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$103K +$1.59K +206 +2%
SFS
29
Shaker Financial Services
Virginia
$102K +$102K +13,127 New
IA
30
IFP Advisors
Florida
$85K +$85K +10,926 New
Citigroup
31
Citigroup
New York
$75K +$68.2K +8,763 +996%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$19K +$18.8K +2,417 +9,296%
Creative Planning
33
Creative Planning
Kansas
$11K +$11K +1,362 New
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$5K – – –
AFP
35
Ausdal Financial Partners
Iowa
$2K +$2K +286 New
WAM
36
Wolverine Asset Management
Illinois
– -$50K -6,476 Closed
1
2