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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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40 hedge funds and large institutions have $136M invested in Duff & Phelps Utility & Corporate Bond Trust in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

11% more funds holding

Funds holding: 36 → 40 (+4)

4% more capital invested

Capital invested by funds: $131M → $136M (+$5.07M)

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$3.24M
2
KIM
Karpus Investment Management
New York
+$1.72M
3
1CP
1607 Capital Partners
Virginia
+$1.55M
4
SFS
Shaker Financial Services
Virginia
+$836K
5
IA
Icon Advisers
Colorado
+$753K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$3.87M
2
BI
Bulldog Investors
New Jersey
-$1.02M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$167K
4
Lido Advisors
Lido Advisors
California
-$161K
5
RJA
Raymond James & Associates
Florida
-$87K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$35K -$9.99K -1,155 -23%
MSFP
27
Mark Sheptoff Financial Planning
Connecticut
$35K – – –
WB
28
Webster Bank
Connecticut
$27K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$27K +$121 +14 +0.5%
NFG
30
Next Financial Group
Texas
$18K +$18.2K +2,100 New
SBL
31
Sargent Bickham Lagudis
Colorado
$17K – – –
US Bancorp
32
US Bancorp
Minnesota
$12K – – –
RFA
33
Reilly Financial Advisors
California
$11K – – –
RCAG
34
Rehmann Capital Advisory Group
Michigan
$10.2K +$121 +14 +1%
QCIG
35
Quad-Cities Investment Group
Iowa
$8K – – –
AG
36
Advisor Group
Arizona
$4K – – –
FHA
37
Flagship Harbor Advisors
Massachusetts
$2K – – –
GWM
38
Geneos Wealth Management
Colorado
$2K – – –
TA
39
TCG Advisors
Texas
$2K – – –
BI
40
Bulldog Investors
New Jersey
$1.34K -$1.02M -118,361 -44%
RJA
41
Raymond James & Associates
Florida
– -$87K -10,071 Closed
1
2

DUC Hedge Fund Activity: Q2 2019 in Review

40 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2019, worth a combined $136M — up 3.9% from $131M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new DUC positions and 1 closed out — a net gain of 4 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $3.24M. The largest seller was Wells Fargo, cutting an estimated $3.87M.

  • 40 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2019, up from 36 in Q1 2019.
  • Funds reported $136M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2019, up 3.9% quarter-over-quarter.
  • 5 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2019 and 1 closed out, a net change of +4 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2019 was Sit Investment Associates, an estimated $3.24M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2019 was Wells Fargo, an estimated $3.87M sold.

Based on aggregated 13F filings for Q2 2019.