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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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38 hedge funds and large institutions have $91.5M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

6% more funds holding

Funds holding: 36 → 38 (+2)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

1% less capital invested

Capital invested by funds: $92.8M → $91.5M (-$1.29M)

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$1.21M
2
SIA
Sit Investment Associates
Minnesota
+$665K
3
LCM
Laurion Capital Management
New York
+$358K
4
GC
Guggenheim Capital
Illinois
+$77.9K
5
WAM
Wolverine Asset Management
Illinois
+$74.2K

Top Sellers

Rank Fund Capital Flow
1
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
-$832K
2
KIM
Karpus Investment Management
New York
-$425K
3
Wells Fargo
Wells Fargo
California
-$225K
4
Morgan Stanley
Morgan Stanley
New York
-$63.6K
5
PCP
Proficio Capital Partners
Massachusetts
-$43.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
MSFP
26
Mark Sheptoff Financial Planning
Connecticut
$37K +$9 +1 +0%
WB
27
Webster Bank
Connecticut
$28K – – –
BC
28
Bartlett & Co
Ohio
$25K – – –
IA
29
IFP Advisors
Florida
$20K – – –
SBL
30
Sargent Bickham Lagudis
Colorado
$17K – – –
US Bancorp
31
US Bancorp
Minnesota
$13K – – –
RFA
32
Reilly Financial Advisors
California
$12K – – –
AG
33
Advisor Group
Arizona
$9K -$838 -90 -8%
NSIM
34
North Star Investment Management
Illinois
$7K – – –
HCA
35
Harbour Capital Advisors
Virginia
$6.91K +$6.99K +750 New
TRCT
36
Tower Research Capital (TRC)
New York
$3K +$121 +13 +4%
GWM
37
Geneos Wealth Management
Colorado
$2K – – –
SIA
38
SeaBridge Investment Advisors
New Jersey
$1K +$1.12K +120 New
Fiera Capital (Canada)
39
Fiera Capital (Canada)
Quebec, Canada
– -$832K -88,200 Closed
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
– -$2K -200 Closed
1
2

DUC Hedge Fund Activity: Q1 2017 in Review

38 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q1 2017, worth a combined $91.5M — down 1.4% from $92.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new DUC positions and 2 closed out — a net gain of 3 holders — while 12 added to existing stakes and 11 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $1.21M. The largest seller was Fiera Capital (Canada), exiting entirely with an estimated $832K sold.

  • 38 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q1 2017, up from 36 in Q4 2016.
  • Funds reported $91.5M of Duff & Phelps Utility & Corporate Bond Trust stock for Q1 2017, down 1.4% quarter-over-quarter.
  • 5 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q1 2017 and 2 closed out, a net change of +3 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q1 2017 was Shaker Financial Services, an estimated $1.21M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q1 2017 was Fiera Capital (Canada), an estimated $832K sold.

Based on aggregated 13F filings for Q1 2017.