DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

45 hedge funds and large institutions have $34.3M invested in Western Asset Mortgage Opportunity Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWC
Integrated Wealth Concepts
Massachusetts
+$2.49M
2
Bank of America
Bank of America
North Carolina
+$1.36M
3
CAN
Cetera Advisor Networks
California
+$586K
4
GC
Guggenheim Capital
Illinois
+$475K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
+$389K

Top Sellers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$2.62M
2
KPWS
Kestra Private Wealth Services
Texas
-$1.26M
3
Morgan Stanley
Morgan Stanley
New York
-$861K
4
FFA
Founders Financial Alliance
North Carolina
-$739K
5
ACM
Arlington Capital Management
Illinois
-$649K
Name Holding Trade Value Shares
Change 		Shares
Change %
RGC
26
Roberts, Glore & Co
Illinois
$271K – – –
TCA
27
Transcend Capital Advisors
New Jersey
$262K +$956 +65 +0.4%
ASN
28
Advisory Services Network
Georgia
$238K -$7.34K -501 -3%
OC
29
Oppenheimer & Co
New York
$233K -$2.01K -137 -0.9%
PCP
30
Proficio Capital Partners
Massachusetts
$228K – – –
Ameriprise
31
Ameriprise
Minnesota
$185K – – –
MC
32
Moors & Cabot
Massachusetts
$172K +$172K +11,700 New
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$154K – – –
FIA
34
FNY Investment Advisers
New York
$104K -$54.2K -3,717 -34%
Wells Fargo
35
Wells Fargo
California
$66K – – –
Citigroup
36
Citigroup
New York
$55K +$337 +23 +0.6%
CFA
37
Carroll Financial Associates
North Carolina
$47K – – –
HI
38
Harbour Investments
Wisconsin
$21K +$21K +1,457 New
SPIA
39
Steward Partners Investment Advisory
New York
$14.6K – – –
CFO
40
CVA Family Office
Colorado
$14K +$14K +925 New
APA
41
American Portfolios Advisors
New York
$13.9K +$220 +15 +2%
GWM
42
Geneos Wealth Management
Colorado
$12K – – –
AAM
43
Advisors Asset Management
Colorado
$5K -$543 -39 -10%
PAM
44
Panagora Asset Management
Massachusetts
$1K +$1K +41 New
FFA
45
Founders Financial Alliance
North Carolina
– -$739K -52,176 Closed
ACM
46
Arlington Capital Management
Illinois
– -$649K -45,757 Closed
LCM
47
Landscape Capital Management
New Jersey
– -$598K -42,141 Closed
RIA
48
Regal Investment Advisors
Michigan
– -$590K -41,617 Closed
RCM
49
Rivernorth Capital Management
Florida
– -$558K -39,369 Closed
Mirae Asset Global Investments
50
Mirae Asset Global Investments
South Korea
– -$547K -38,556 Closed
1
2
3