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DMO

Western Asset Mortgage Opportunity Fund

42 hedge funds and large institutions have $32.4M invested in Western Asset Mortgage Opportunity Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

8% more funds holding

Funds holding: 3942 (+3)

7% more capital invested

Capital invested by funds: $30.3M → $32.4M (+$2.03M)

2.65% more ownership

Funds ownership: 19.7%22.35% (+2.7%)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
14
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCA
26
Transcend Capital Advisors
New Jersey
$232K +$977 +71 +0.4%
ASN
27
Advisory Services Network
Georgia
$218K +$6.47K +470 +3%
Bessemer Group
28
Bessemer Group
New Jersey
$217K
RGC
29
Roberts, Glore & Co
Illinois
$205K -$12.8K -928 -6%
PCP
30
Proficio Capital Partners
Massachusetts
$204K
CFA
31
Carroll Financial Associates
North Carolina
$186K -$314K -22,813 -62%
OC
32
Oppenheimer & Co
New York
$177K -$10.1K -733 -5%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$167K +$21.6K +1,570 +14%
Ameriprise
34
Ameriprise
Minnesota
$166K
Wells Fargo
35
Wells Fargo
California
$72K -$14 -1 -0%
Citigroup
36
Citigroup
New York
$48K -$6.93K -504 -12%
SPIA
37
Steward Partners Investment Advisory
New York
$28K +$7.57K +550 +34%
CSPIA
38
Cary Street Partners Investment Advisory
Virginia
$26K +$27.5K +2,000 New
APA
39
American Portfolios Advisors
New York
$11.8K +$344 +25 +3%
GWM
40
Geneos Wealth Management
Colorado
$10K
AAM
41
Advisors Asset Management
Colorado
$5K +$220 +16 +4%
FHA
42
Flagship Harbor Advisors
Massachusetts
$4K
NL
43
NWAM LLC
Washington
-$653K -44,488 Closed
RIA
44
Regal Investment Advisors
Michigan
-$450K -30,674 Closed
PAG
45
Private Advisor Group
New Jersey
-$122K -8,350 Closed

DMO Hedge Fund Activity: Q3 2020 in Review

42 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q3 2020, worth a combined $32.4M — up 6.7% from $30.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DMO positions and 3 closed out — a net gain of 3 holders — while 14 added to existing stakes and 17 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $1.07M. The largest seller was NWAM LLC, exiting entirely with an estimated $653K sold.

  • 42 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q3 2020, up from 39 in Q2 2020.
  • Funds reported $32.4M of Western Asset Mortgage Opportunity Fund stock for Q3 2020, up 6.7% quarter-over-quarter.
  • 6 funds opened new Western Asset Mortgage Opportunity Fund positions in Q3 2020 and 3 closed out, a net change of +3 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q3 2020 was Envestnet Asset Management, an estimated $1.07M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q3 2020 was NWAM LLC, an estimated $653K sold.

Based on aggregated 13F filings for Q3 2020.