DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

48 hedge funds and large institutions have $59.4M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 8 closing their positions.

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
25
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$5.26M
2
Wells Fargo
2
Wells Fargo
California
$4.67M
3
Invesco
3
Invesco
Georgia
$5.03M
4
RJA
4
Raymond James & Associates
Florida
$7.64M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$222K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$51K
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
CAN
3
Cetera Advisor Networks
California
$0
4
OA
4
Oxbow Advisors
Texas
$7.89M
5
BBA
5
BLB&B Advisors
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Fiera Capital (Canada)
26
Fiera Capital (Canada)
Quebec, Canada
$288K 12,427 +2,436 +24%
AF
27
Advisornet Financial
Minnesota
$272K 11,745 -500 -4%
MML Investors Services
28
MML Investors Services
Massachusetts
$250K 10,792 -6,722 -38%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$235K 10,150 -100 -1%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$222K 9,603 +9,603 New
Millennium Management
31
Millennium Management
New York
$208K 8,957 +8,957 New
SWM
32
SeaCrest Wealth Management
New York
$130K 5,616 – –
Bank of America
33
Bank of America
North Carolina
$113K 4,870 +12 +0.2%
Citigroup
34
Citigroup
New York
$59K 2,555 +1,541 +152%
GWM
35
Geneos Wealth Management
Colorado
$56K 2,445 +2,025 +482%
FHB
36
First Hawaiian Bank
Hawaii
$54K 2,311 +2,311 New
WAM
37
Wolverine Asset Management
Illinois
$51K 2,215 -65,861 -97%
FMP
38
Financial Management Professionals
Texas
$50K 2,150 – –
NFG
39
Next Financial Group
Texas
$39K 1,675 +1,675 New
AIM
40
Advantage Investment Management
Iowa
$38K 1,625 +100 +7%
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$35K 1,500 +300 +25%
AG
42
Advisor Group
Arizona
$29K 1,249 +849 +212%
SWP
43
Stratos Wealth Partners
Ohio
$29K 1,268 +1,268 New
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$23K 1,011 +18 +2%
BC
45
Barnett & Company
Tennessee
– – – –
APA
46
American Portfolios Advisors
New York
$12.2K 525 +6 +1%
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$7K 323 +323 New
CF
48
Centaurus Financial
California
$210 9 -8,441 -100%
PPA
49
Parametric Portfolio Associates
Washington
– – -19,415 Closed
CAN
50
Cetera Advisor Networks
California
– – -13,757 Closed
1
2
3