DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

49 hedge funds and large institutions have $48M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 5 closing their positions.

Holders
49
Holders Change
+4
Holders Change %
+8.89%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
21
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.49M
2
LWS
2
Lucia Wealth Services
California
$5.31M
3
WAM
3
Wolverine Asset Management
Illinois
$1.02M
4
DA
4
Doliver Advisors
Texas
$786K
5
ARM
5
Adirondack Research & Management
New York
$607K

Top Sellers

1
Invesco
1
Invesco
Georgia
$4.38M
2
Wells Fargo
2
Wells Fargo
California
$3.25M
3
CAN
3
Cetera Advisor Networks
California
$0
4
AIM
4
Advantage Investment Management
Iowa
$33K
5
Ameriprise
5
Ameriprise
Minnesota
$484K
Name Market Value Shares Shares
Change 		Shares
Change %
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$272K 11,250 -210 -2%
CF
27
Centaurus Financial
California
$245K 10,146 -1,413 -12%
BBA
28
BLB&B Advisors
Pennsylvania
$240K 9,949 +183 +2%
XS
29
XML Securities
Maryland
$236K 9,750 -6,634 -40%
Millennium Management
30
Millennium Management
New York
$233K 9,622 -4,919 -34%
PAG
31
Private Advisor Group
New Jersey
$230K 9,506 +9,506 New
Bank of America
32
Bank of America
North Carolina
$228K 9,437 -1,619 -15%
AF
33
Advisornet Financial
Minnesota
$217K 8,990 +7,990 +799%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$205K 8,484 -1,167 -12%
COLIM
35
City of London Investment Management
United Kingdom
$205K 8,500 +8,500 New
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$156K 6,453 -245 -4%
SWM
37
SeaCrest Wealth Management
New York
$143K 5,898 -91 -2%
CIBC Private Wealth Group
38
CIBC Private Wealth Group
Georgia
$100K 4,120 – –
AG
39
Advisor Group
Arizona
$74K 3,056 -754 -20%
FMP
40
Financial Management Professionals
Texas
$52K 2,150 +2,150 New
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$48K 2,000 – –
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$34K 1,418 -21 -1%
AIM
43
Advantage Investment Management
Iowa
$33K 1,375 -15,666 -92%
SWP
44
Stratos Wealth Partners
Ohio
$31K 1,268 – –
Citigroup
45
Citigroup
New York
$24K 1,000 – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$24K 974 +18 +2%
MGIA
47
Moneta Group Investment Advisors
Missouri
$15K 600 +600 New
APA
48
American Portfolios Advisors
New York
$12.4K 513 +206 +67%
SEI Investments
49
SEI Investments
Pennsylvania
$3K 125 +125 New
CAN
50
Cetera Advisor Networks
California
– – -14,527 Closed
1
2
3