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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$600M
2
Ameriprise
2
Ameriprise
Minnesota
$427M
3
SCM
3
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
2
Capital World Investors
California
$2.49B
3
Citadel Advisors
3
Citadel Advisors
Florida
$267M
4
Deutsche Bank
4
Deutsche Bank
Germany
$338M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
Wealth Enhancement Advisory Services
1576
Wealth Enhancement Advisory Services
Minnesota
– -$1.12M -7,927 Closed
CHA
1577
Cedar Hill Associates
Illinois
– -$1.04M -7,665 Closed
CI
1578
Cavalier Investments
Georgia
– -$1.03M -7,600 Closed
HWA
1579
HCR Wealth Advisors
California
– -$656K -4,818 Closed
BLA
1580
Balter Liquid Alternatives
Massachusetts
– -$603K -4,423 Closed
GCA
1581
Gideon Capital Advisors
New York
– -$551K -4,062 Closed
Fuller & Thaler Asset Management
1582
Fuller & Thaler Asset Management
California
– -$475K -3,500 Closed
AL
1583
AJO LP
Pennsylvania
– -$466K -3,435 Closed
SRSA
1584
S.R. Schill & Associates
Washington
– -$454K -3,348 Closed
PWM
1585
Perigon Wealth Management
California
– -$432K -3,188 Closed
KCM
1586
Karp Capital Management
California
– -$378K -2,788 Closed
CA
1587
Calton & Associates
Florida
– -$349K -2,497 Closed
TI
1588
Telemetry Investments
New York
– -$338K -2,490 Closed
CP
1589
Cumberland Partners
Ontario, Canada
– -$337K -2,485 Closed
HIM
1590
Hillsdale Investment Management
Ontario, Canada
– -$326K -2,400 Closed
PC
1591
Palo Capital
California
– -$310K -2,287 Closed
OMC
1592
Old Mission Capital
Illinois
– -$300K -2,212 Closed
BAM
1593
Berkshire Asset Management
Pennsylvania
– -$285K -2,097 Closed
Connor, Clark & Lunn Investment Management (CC&L)
1594
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$278K -2,050 Closed
CW
1595
Cobiz Wealth
Colorado
– -$261K -1,925 Closed
BRF
1596
B. Riley Financial
California
– -$270K -1,908 Closed
BFM
1597
Boothbay Fund Management
New York
– -$244K -1,802 Closed
PAM
1598
Premier Asset Management
Illinois
– -$237K -1,750 Closed
GH
1599
GAM Holding
Switzerland
– -$220K -1,615 Closed
GIA
1600
Granite Investment Advisors
New Hampshire
– -$206K -1,521 Closed
62 63
64
65 66