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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
WHG
1576
Westwood Holdings Group
Texas
-$1.23M -9,037 Closed
SM
1577
Sciencast Management
New Jersey
-$1.23M -8,803 Closed
ACM
1578
Aviance Capital Management
Florida
-$1.14M -8,416 Closed
Wealth Enhancement Advisory Services
1579
Wealth Enhancement Advisory Services
Minnesota
-$1.12M -7,927 Closed
CHA
1580
Cedar Hill Associates
Illinois
-$1.04M -7,665 Closed
CI
1581
Cavalier Investments
Georgia
-$1.03M -7,600 Closed
HWA
1582
HCR Wealth Advisors
California
-$656K -4,818 Closed
BLA
1583
Balter Liquid Alternatives
Massachusetts
-$603K -4,423 Closed
GCA
1584
Gideon Capital Advisors
New York
-$551K -4,062 Closed
Fuller & Thaler Asset Management
1585
Fuller & Thaler Asset Management
California
-$475K -3,500 Closed
AL
1586
AJO LP
Pennsylvania
-$466K -3,435 Closed
SRSA
1587
S.R. Schill & Associates
Washington
-$454K -3,348 Closed
PWM
1588
Perigon Wealth Management
California
-$432K -3,188 Closed
KCM
1589
Karp Capital Management
California
-$378K -2,788 Closed
CA
1590
Calton & Associates
Florida
-$349K -2,497 Closed
TI
1591
Telemetry Investments
New York
-$338K -2,490 Closed
CP
1592
Cumberland Partners
Ontario, Canada
-$337K -2,485 Closed
HIM
1593
Hillsdale Investment Management
Ontario, Canada
-$326K -2,400 Closed
PC
1594
Palo Capital
California
-$310K -2,287 Closed
OMC
1595
Old Mission Capital
Illinois
-$300K -2,212 Closed
BAM
1596
Berkshire Asset Management
Pennsylvania
-$285K -2,097 Closed
Connor, Clark & Lunn Investment Management (CC&L)
1597
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$278K -2,050 Closed
CW
1598
Cobiz Wealth
Colorado
-$261K -1,925 Closed
BRF
1599
B. Riley Financial
California
-$270K -1,908 Closed
BFM
1600
Boothbay Fund Management
New York
-$244K -1,802 Closed

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.