Aviance Capital Management’s Caterpillar CAT Stock Holding History

Aviance Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	$5.61M	Sell	41,401 -9,182	-18%	-$1.22M	0.84%	37
2018 Q4	$6.43M	Buy	+50,583	New	+$6.58M	0.9%	33
2018 Q3	–	Sell	-8,416	Closed	-$1.14M	–	216
2018 Q2	$1.14M	Sell	8,416 -1,945	-19%	-$291K	0.1%	110
2018 Q1	$1.53M	Buy	+10,361	New	+$1.64M	0.12%	101
2014 Q3	–	Sell	-5,933	Closed	-$645K	–	290
2014 Q2	$645K	Buy	5,933 +1,867	+46%	+$196K	0.03%	197
2014 Q1	$404K	Buy	4,066 +3,884	+2,134%	+$366K	0.02%	225
2013 Q4	$17K	Sell	182 -938	-84%	-$80.1K	0.01%	292
2013 Q3	$93K	Sell	1,120 -229	-17%	-$19.4K	0.05%	179
2013 Q2	$111K	Buy	+1,349	New	+$115K	0.06%	177

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Aviance Capital Management's CAT Position: Q1 2019 in Review

Aviance Capital Management reduced its Caterpillar (CAT) stake by 18% in Q1 2019, selling an estimated $1.22M and leaving 41,401 shares worth $5.61M. The position accounts for 0.84% of the portfolio, ranked #37.

Aviance Capital Management first reported a position in CAT in Q2 2013 and has held it in 9 quarters since. The position peaked at $6.43M in Q4 2018. 1,595 funds tracked by Wall St. Rank hold CAT as of Q1 2019.

Aviance Capital Management held 41,401 shares of Caterpillar worth $5.61M as of Q1 2019.
Aviance Capital Management sold 9,182 Caterpillar shares in Q1 2019, an estimated $1.22M.
Caterpillar made up 0.84% of Aviance Capital Management's portfolio in Q1 2019, its #37 holding.
Aviance Capital Management first reported a position in Caterpillar in Q2 2013 and has held it in 9 quarters since.
Aviance Capital Management's Caterpillar position peaked at $6.43M in Q4 2018.
1,595 funds tracked by Wall St. Rank held Caterpillar as of Q1 2019.

Based on Aviance Capital Management's 13F filing for Q1 2019, filed 15 May 2019.