BRF
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B. Riley Financial’s Caterpillar CAT Stock Holding History

B. Riley Financial’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-1,908
Closed -$270K – 200
2018
Q2 		$270K Sell
1,908
-66
-3% -$9.86K 0.07% 243
2018
Q1 		$291K Sell
1,974
-485
-20% -$76.6K 0.08% 226
2017
Q4 		$387K Sell
2,459
-257
-9% -$35.6K 0.1% 197
2017
Q3 		$339K Buy
+2,716
New +$313K 0.09% 211

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

B. Riley Financial's CAT Position: Q3 2018 in Review

B. Riley Financial sold out of Caterpillar (CAT) in Q3 2018, closing a stake of 1,908 shares — an estimated $270K sold.

B. Riley Financial first reported a position in CAT in Q3 2017 and held it in 4 quarters. The position peaked at $387K in Q4 2017. 1,531 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

  • B. Riley Financial reported no remaining Caterpillar position as of Q3 2018 after selling out during the quarter.
  • B. Riley Financial sold 1,908 Caterpillar shares in Q3 2018, an estimated $270K.
  • B. Riley Financial first reported a position in Caterpillar in Q3 2017 and held it in 4 quarters.
  • B. Riley Financial's Caterpillar position peaked at $387K in Q4 2017.
  • 1,531 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.