Cobiz Wealth’s Caterpillar CAT Stock Holding History

Cobiz Wealth’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-1,925	Closed	-$261K	–	131
2018 Q2	$261K	Buy	1,925 +37	+2%	+$5.53K	0.05%	117
2018 Q1	$278K	Hold	1,888	–	–	0.06%	112
2017 Q4	$298K	Buy	+1,888	New	+$262K	0.06%	114
2015 Q3	–	Sell	-2,487	Closed	-$211K	–	138
2015 Q2	$211K	Buy	+2,487	New	+$214K	0.05%	134
2014 Q3	–	Sell	-2,000	Closed	-$217K	–	128
2014 Q2	$217K	Buy	+2,000	New	+$210K	0.05%	121
2013 Q3	–	Sell	-1,900	Closed	-$157K	–	155
2013 Q2	$157K	Buy	+1,900	New	+$162K	0.04%	111

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Cobiz Wealth's CAT Position: Q3 2018 in Review

Cobiz Wealth sold out of Caterpillar (CAT) in Q3 2018, closing a stake of 1,925 shares — an estimated $261K sold.

Cobiz Wealth first reported a position in CAT in Q2 2013 and held it in 6 quarters. The position peaked at $298K in Q4 2017. 1,531 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

Cobiz Wealth reported no remaining Caterpillar position as of Q3 2018 after selling out during the quarter.
Cobiz Wealth sold 1,925 Caterpillar shares in Q3 2018, an estimated $261K.
Cobiz Wealth first reported a position in Caterpillar in Q2 2013 and held it in 6 quarters.
Cobiz Wealth's Caterpillar position peaked at $298K in Q4 2017.
1,531 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on Cobiz Wealth's 13F filing for Q3 2018, filed 9 Oct 2018.