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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
126
Citigroup
New York
$17.4M 266,540 -573,273 -68%
Caisse de Depot et Placement du Quebec (CDPQ)
127
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$17.4M 266,200 +1,100 +0.4%
SFSIG
128
San Francisco Sentry Investment Group
California
$17.4M 265,623 -4,745 -2%
HT
129
HAP Trading
New York
$17.3M 265,260 +250,980 +1,758%
Lord, Abbett & Co
130
Lord, Abbett & Co
New Jersey
$17M 259,800 -1,950,100 -88%
KeyBank National Association
131
KeyBank National Association
Ohio
$16.9M 259,189 +13,494 +5%
NFA
132
Nationwide Fund Advisors
Ohio
$16.9M 258,865 -41,466 -14%
Renaissance Technologies
133
Renaissance Technologies
New York
$16.9M 258,600 +258,600 New
M&T Bank
134
M&T Bank
New York
$16.7M 255,019 -3,005 -1%
PRA
135
Parametric Risk Advisors
Connecticut
$16.5M 253,144 – –
MHC
136
Meyer Handelman Company
New York
$16.1M 246,916 +1,800 +0.7%
Royal London Asset Management
137
Royal London Asset Management
United Kingdom
$15.7M 240,882 +240,882 New
WBG
138
Wharton Business Group
Pennsylvania
$15.6M 238,419 -10,527 -4%
NEI
139
Northwest & Ethical Investments
Ontario, Canada
$15.5M 236,600 +32,900 +16%
Schroder Investment Management Group
140
Schroder Investment Management Group
United Kingdom
$15.4M 235,602 +132,559 +129%
AIMCA
141
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$15.4M 235,200 -106,500 -31%
ProShare Advisors
142
ProShare Advisors
Maryland
$15.4M 235,040 +31,346 +15%
HighTower Advisors
143
HighTower Advisors
Illinois
$15.2M 232,585 +153,105 +193%
Commonwealth Equity Services
144
Commonwealth Equity Services
Massachusetts
$15M 229,988 +9,848 +4%
SAM
145
Shell Asset Management
Netherlands
$15M 151,709 -57,819 -28%
BCIM
146
British Columbia Investment Management
British Columbia, Canada
$15M 229,606 -71,627 -24%
Arrowstreet Capital
147
Arrowstreet Capital
Massachusetts
$14.9M 227,600 +227,600 New
SG Americas Securities
148
SG Americas Securities
New York
$14.7M 1,586,449 +1,344,515 +556%
CS
149
Candriam SCA
Luxembourg
$14.5M 221,756 +55,007 +33%
HIMC
150
Heritage Investors Management Corp
Maryland
$14.2M 217,703 +5,884 +3%
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