Parametric Risk Advisors’s Caterpillar CAT Stock Holding History

Parametric Risk Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$20.3M	Buy	228,225 +220	+0.1%	+$18K	1.37%	13
2016 Q2	$17.3M	Sell	228,005 -13,086	-5%	-$980K	1.14%	17
2016 Q1	$18.5M	Buy	241,091 +7,954	+3%	+$533K	1.25%	15
2015 Q4	$15.8M	Sell	233,137 -20,007	-8%	-$1.4M	1.1%	17
2015 Q3	$16.5M	Hold	253,144	–	–	1.07%	16
2015 Q2	$21.5M	Buy	253,144 +50,956	+25%	+$4.38M	1.42%	15
2015 Q1	$16.2M	Buy	202,188 +8,912	+5%	+$741K	1.1%	16
2014 Q4	$17.7M	Buy	193,276 +7,936	+4%	+$772K	1.18%	16
2014 Q3	$18.4M	Buy	185,340 +178,334	+2,545%	+$18.9M	1.24%	14
2014 Q2	$761K	Buy	7,006 +983	+16%	+$103K	0.05%	108
2014 Q1	$599K	Sell	6,023 -46,955	-89%	-$4.43M	0.04%	117
2013 Q4	$4.81M	Hold	52,978	–	–	0.34%	52
2013 Q3	$4.42M	Sell	52,978 -1,203	-2%	-$102K	0.31%	50
2013 Q2	$4.47M	Buy	+54,181	New	+$4.61M	0.31%	48

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Parametric Risk Advisors's CAT Position: Q3 2016 in Review

Parametric Risk Advisors increased its Caterpillar (CAT) stake by 0.1% in Q3 2016, buying an estimated $18K and bringing the position to 228,225 shares worth $20.3M. The position accounts for 1.37% of the portfolio, ranked #13.

Parametric Risk Advisors first reported a position in CAT in Q2 2013 and has held it in 14 quarters since. The position peaked at $21.5M in Q2 2015. 1,093 funds tracked by Wall St. Rank hold CAT as of Q3 2016.

Parametric Risk Advisors held 228,225 shares of Caterpillar worth $20.3M as of Q3 2016.
Parametric Risk Advisors bought 220 Caterpillar shares in Q3 2016, an estimated $18K.
Caterpillar made up 1.37% of Parametric Risk Advisors's portfolio in Q3 2016, its #13 holding.
Parametric Risk Advisors first reported a position in Caterpillar in Q2 2013 and has held it in 14 quarters since.
Parametric Risk Advisors's Caterpillar position peaked at $21.5M in Q2 2015.
1,093 funds tracked by Wall St. Rank held Caterpillar as of Q3 2016.

Based on Parametric Risk Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.