HighTower Advisors’s Caterpillar CAT Stock Holding History

HighTower Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$420M	Sell	592,391 -40,423	-6%	-$28M	0.45%	36
2025 Q4	$363M	Sell	632,814 -29,919	-5%	-$16.6M	0.4%	44
2025 Q3	$316M	Sell	662,733 -3,586	-0.5%	-$1.53M	0.36%	53
2025 Q2	$259M	Buy	666,319 +20,125	+3%	+$6.71M	0.32%	59
2025 Q1	$213M	Sell	646,194 -7,731	-1%	-$2.75M	0.29%	69
2024 Q4	$237M	Buy	653,925 +150,905	+30%	+$58.5M	0.32%	60
2024 Q3	$197M	Buy	503,020 +26,923	+6%	+$9.3M	0.28%	73
2024 Q2	$159M	Buy	476,097 +7,583	+2%	+$2.63M	0.25%	81
2024 Q1	$172M	Sell	468,514 -36,266	-7%	-$11.6M	0.28%	76
2023 Q4	$149M	Buy	504,780 +8,840	+2%	+$2.29M	0.25%	83
2023 Q3	$135M	Buy	495,940 +18,646	+4%	+$5.06M	0.25%	83
2023 Q2	$117M	Buy	477,294 +14,474	+3%	+$3.23M	0.23%	90
2023 Q1	$106M	Sell	462,820 -39,192	-8%	-$9.47M	0.23%	89
2022 Q4	$120M	Buy	502,012 +77,924	+18%	+$17M	0.28%	73
2022 Q3	$69.5M	Buy	424,088 +13,930	+3%	+$2.54M	0.19%	120
2022 Q2	$73.4M	Buy	410,158 +7,692	+2%	+$1.62M	0.19%	119
2022 Q1	$89.6M	Sell	402,466 -2,048	-0.5%	-$430K	0.2%	109
2021 Q4	$83.5M	Buy	404,514 +28,553	+8%	+$5.75M	0.18%	121
2021 Q3	$72.2M	Buy	375,961 +6,552	+2%	+$1.36M	0.19%	112
2021 Q2	$80.4M	Buy	369,409 +6,966	+2%	+$1.61M	0.23%	96
2021 Q1	$84M	Sell	362,443 -19,250	-5%	-$3.99M	0.27%	88
2020 Q4	$69.4M	Buy	381,693 +37,006	+11%	+$6.28M	0.29%	74
2020 Q3	$51.3M	Buy	344,687 +33,105	+11%	+$4.65M	0.25%	87
2020 Q2	$39.5M	Sell	311,582 -4,586	-1%	-$544K	0.22%	100
2020 Q1	$36.7M	Buy	316,168 +15,994	+5%	+$2.04M	0.24%	92
2019 Q4	$44.2M	Buy	300,174 +11,876	+4%	+$1.66M	0.26%	92
2019 Q3	$36.5M	Buy	288,298 +14,914	+5%	+$1.89M	0.2%	107
2019 Q2	$37.2M	Buy	273,384 +3,023	+1%	+$399K	0.22%	100
2019 Q1	$36.6M	Sell	270,361 -13,591	-5%	-$1.81M	0.24%	85
2018 Q4	$36.2M	Buy	283,952 +13,311	+5%	+$1.73M	0.28%	78
2018 Q3	$41.3M	Sell	270,641 -14,941	-5%	-$2.11M	0.3%	67
2018 Q2	$38.7M	Sell	285,582 -651	-0.2%	-$97.3K	0.3%	65
2018 Q1	$42.1M	Sell	286,233 -25,753	-8%	-$4.07M	0.35%	51
2017 Q4	$49.2M	Sell	311,986 -11,807	-4%	-$1.64M	0.4%	46
2017 Q3	$40.3M	Sell	323,793 -3,219	-1%	-$371K	0.34%	56
2017 Q2	$35.1M	Buy	327,012 +9,694	+3%	+$985K	0.31%	67
2017 Q1	$29.5M	Sell	317,318 -36,334	-10%	-$3.44M	0.28%	73
2016 Q4	$32.8M	Buy	353,652 +7,962	+2%	+$722K	0.36%	54
2016 Q3	$30.7M	Buy	345,690 +1,674	+0.5%	+$137K	0.36%	57
2016 Q2	$26.1M	Buy	344,016 +3,247	+1%	+$243K	0.33%	62
2016 Q1	$26.1M	Buy	340,769 +153,758	+82%	+$10.3M	0.09%	81
2015 Q4	$12.7M	Sell	187,011 -45,574	-20%	-$3.19M	0.15%	148
2015 Q3	$15.2M	Buy	232,585 +153,105	+193%	+$11.7M	0.2%	112
2015 Q2	$6.76M	Sell	79,480 -107,522	-57%	-$9.25M	0.11%	203
2015 Q1	$15M	Buy	187,002 +74,076	+66%	+$6.16M	0.22%	96
2014 Q4	$10.3M	Buy	112,926 +37,471	+50%	+$3.65M	0.16%	145
2014 Q3	$7.47M	Sell	75,455 -18,371	-20%	-$1.95M	0.13%	190
2014 Q2	$10.2M	Sell	93,826 -3,180	-3%	-$334K	0.18%	128
2014 Q1	$9.63M	Sell	97,006 -3,309	-3%	-$312K	0.19%	125
2013 Q4	$9.11M	Buy	100,315 +65,583	+189%	+$5.6M	0.19%	131
2013 Q3	$2.9M	Sell	34,732 -14,759	-30%	-$1.25M	0.07%	314
2013 Q2	$4.08M	Buy	+49,491	New	+$4.21M	0.11%	215

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

HighTower Advisors's CAT Position: Q1 2026 in Review

HighTower Advisors reduced its Caterpillar (CAT) stake by 6.4% in Q1 2026, selling an estimated $28M and leaving 592,391 shares worth $420M. The position accounts for 0.45% of the portfolio, ranked #36.

HighTower Advisors first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

HighTower Advisors held 592,391 shares of Caterpillar worth $420M as of Q1 2026.
HighTower Advisors sold 40,423 Caterpillar shares in Q1 2026, an estimated $28M.
Caterpillar made up 0.45% of HighTower Advisors's portfolio in Q1 2026, its #36 holding.
HighTower Advisors first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on HighTower Advisors's 13F filing for Q1 2026, filed 5 May 2026.