HighTower Advisors’s Caterpillar CAT Stock Holding History

HighTower Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q2	–	Sell	-5,000	Closed	-$600	–	3718
2024 Q1	$600	Buy	5,000 +4,500	+900%	+$1.44M	﹤0.01%	3538
2023 Q4	$748	Buy	500 +45	+10%	+$11.7K	﹤0.01%	3559
2023 Q3	$135K	Buy	+455	New	+$123K	﹤0.01%	3026
2022 Q1	–	Sell	-76	Closed	-$138K	–	3437
2021 Q4	$138K	Buy	+76	New	+$15.3K	﹤0.01%	2862
2021 Q2	–	Sell	-128	Closed	-$64K	–	3183
2021 Q1	$64K	Buy	+128	New	+$26.5K	﹤0.01%	2801
2017 Q3	–	Sell	-3,000	Closed	-$3K	–	2246
2017 Q2	$3K	Buy	+3,000	New	+$305K	﹤0.01%	2168
2016 Q3	–	Sell	-1,000	Closed	-$4K	–	1884
2016 Q2	$4K	Sell	1,000 -1,000	-50%	-$74.9K	﹤0.01%	1735
2016 Q1	$5.4M	Buy	2,000 +1,000	+100%	+$67.1K	0.02%	365
2015 Q4	$10K	Buy	+1,000	New	+$69.9K	﹤0.01%	1988

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

HighTower Advisors's CAT Position: Q1 2026 in Review

HighTower Advisors reduced its Caterpillar (CAT) stake by 6.4% in Q1 2026, selling an estimated $28M and leaving 592,391 shares worth $420M. The position accounts for 0.45% of the portfolio, ranked #36.

HighTower Advisors first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

HighTower Advisors held 592,391 shares of Caterpillar worth $420M as of Q1 2026.
HighTower Advisors sold 40,423 Caterpillar shares in Q1 2026, an estimated $28M.
Caterpillar made up 0.45% of HighTower Advisors's portfolio in Q1 2026, its #36 holding.
HighTower Advisors first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on HighTower Advisors's 13F filing for Q1 2026, filed 5 May 2026.