Nationwide Fund Advisors’s Caterpillar CAT Stock Holding History

Nationwide Fund Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-287,285	Closed	-$35.8M	–	337
2017 Q3	$35.8M	Buy	287,285 +51,060	+22%	+$5.88M	0.14%	137
2017 Q2	$25.4M	Buy	236,225 +70,581	+43%	+$7.17M	0.1%	224
2017 Q1	$15.4M	Sell	165,644 -42,505	-20%	-$4.02M	0.06%	448
2016 Q4	$19.3M	Sell	208,149 -5,682	-3%	-$515K	0.08%	312
2016 Q3	$19M	Buy	213,831 +824	+0.4%	+$67.4K	0.08%	314
2016 Q2	$16.1M	Sell	213,007 -4,068	-2%	-$305K	0.07%	363
2016 Q1	$16.6M	Sell	217,075 -5,720	-3%	-$384K	0.07%	362
2015 Q4	$15.1M	Sell	222,795 -36,070	-14%	-$2.52M	0.06%	384
2015 Q3	$16.9M	Sell	258,865 -41,466	-14%	-$3.17M	0.08%	313
2015 Q2	$25.5M	Sell	300,331 -26,685	-8%	-$2.29M	0.1%	216
2015 Q1	$26.2M	Sell	327,016 -14,031	-4%	-$1.17M	0.11%	218
2014 Q4	$31.2M	Buy	341,047 +21,823	+7%	+$2.12M	0.13%	165
2014 Q3	$31.6M	Buy	319,224 +14,392	+5%	+$1.53M	0.13%	161
2014 Q2	$33.1M	Sell	304,832 -9,512	-3%	-$998K	0.13%	170
2014 Q1	$31.2M	Buy	314,344 +24,190	+8%	+$2.28M	0.14%	156
2013 Q4	$26.3M	Sell	290,154 -12,552	-4%	-$1.07M	0.11%	206
2013 Q3	$25.2M	Sell	302,706 -42,848	-12%	-$3.62M	0.11%	207
2013 Q2	$28.5M	Buy	+345,554	New	+$29.4M	0.15%	126

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return