NEI
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Northwest & Ethical Investments’s Caterpillar CAT Stock Holding History

Northwest & Ethical Investments’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$239K Sell
231
-371
-62% -$326K 0.01% 392
2026
Q1 		$434K Buy
+602
New +$417K 0.01% 409
2024
Q4 		– Sell
-3,678
Closed -$1.44M – 505
2024
Q3 		$1.44M Buy
3,678
+1,458
+66% +$504K 0.04% 278
2024
Q2 		$739K Hold
2,220
– – 0.02% 318
2024
Q1 		$813K Buy
+2,220
New +$710K 0.02% 319
2016
Q3 		– Sell
-257,900
Closed -$19.6M – 323
2016
Q2 		$19.6M Hold
257,900
– – 1.48% 12
2016
Q1 		$19.7M Buy
257,900
+3,100
+1% +$208K 1.33% 14
2015
Q4 		$17.3M Buy
254,800
+18,200
+8% +$1.27M 1.25% 18
2015
Q3 		$15.5M Buy
236,600
+32,900
+16% +$2.52M 1.19% 21
2015
Q2 		$17.3M Sell
203,700
-76,900
-27% -$6.61M 1.14% 21
2015
Q1 		$22.5M Buy
280,600
+33,900
+14% +$2.82M 1.57% 15
2014
Q4 		$22.6M Buy
246,700
+20,400
+9% +$1.99M 1.52% 14
2014
Q3 		$22.4M Hold
226,300
– – 1.5% 14
2014
Q2 		$24.6M Sell
226,300
-19,240
-8% -$2.02M 1.52% 14
2014
Q1 		$24.4M Sell
245,540
-11,170
-4% -$1.05M 1.59% 15
2013
Q4 		$23.3M Buy
256,710
+97,840
+62% +$8.35M 1.54% 15
2013
Q3 		$13.2M Buy
158,870
+135,780
+588% +$11.5M 0.96% 26
2013
Q2 		$1.9M Buy
+23,090
New +$1.96M 0.15% 131

Other funds holding CAT

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Northwest & Ethical Investments's CAT Position: Q2 2026 in Review

Northwest & Ethical Investments reduced its Caterpillar (CAT) stake by 62% in Q2 2026, selling an estimated $326K and leaving 231 shares worth $239K. The position accounts for 0.01% of the portfolio, ranked #392.

Northwest & Ethical Investments first reported a position in CAT in Q2 2013 and has held it in 18 quarters since. The position peaked at $24.6M in Q2 2014. 4,027 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

  • Northwest & Ethical Investments held 231 shares of Caterpillar worth $239K as of Q2 2026.
  • Northwest & Ethical Investments sold 371 Caterpillar shares in Q2 2026, an estimated $326K.
  • Caterpillar made up 0.01% of Northwest & Ethical Investments's portfolio in Q2 2026, its #392 holding.
  • Northwest & Ethical Investments first reported a position in Caterpillar in Q2 2013 and has held it in 18 quarters since.
  • Northwest & Ethical Investments's Caterpillar position peaked at $24.6M in Q2 2014.
  • 4,027 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Northwest & Ethical Investments's 13F filing for Q2 2026, filed 13 Aug 2026.